Insider plans sale of 5,836 shares

Nicholas Hawkins has filed a Form 144 notice to sell 5,836 common shares through Morgan Stanley Smith Barney, with an aggregate market value of $102,596.88 on the NASDAQ market.

Accepted by SEC EDGAR 01/07/2026 - 04:26 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Nicholas Hawkins has filed a Form 144 notice to sell 5,836 common shares through Morgan Stanley Smith Barney, with an aggregate market value of $102,596.88 on the NASDAQ market. These shares were acquired on 01/01/2026 as restricted stock units from the issuer. The filing notes that there were 43,683,773 shares outstanding of the same class. Over the past three months, Hawkins has already sold additional common shares, including 4,472 shares for $69,079.43 on 01/02/2026, 721 shares for $12,660.76 on 12/08/2025 under a Rule 10b5-1 sales plan, and 438 shares for $6,493.17 on 12/02/2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AIP common shares is Nicholas Hawkins planning to sell under this Form 144?

The Form 144 shows that 5,836 common shares are planned to be sold for the account of Nicholas Hawkins.

What is the approximate market value of the shares Nicholas Hawkins plans to sell?

The planned sale of 5,836 common shares has an aggregate market value of $102,596.88 based on the price used in the notice.

When and how did Nicholas Hawkins acquire the AIP shares being sold?

The shares to be sold are common stock acquired on 01/01/2026 as restricted stock units from the issuer.

Which broker is handling the planned sale of AIP shares for Nicholas Hawkins?

The notice lists Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as the broker for the planned sale.

On which exchange are the AIP shares listed for this planned sale?

The shares referenced in the notice are listed for trading on the NASDAQ exchange.

What recent AIP share sales by Nicholas Hawkins are disclosed in the Form 144?

The filing reports recent sales of AIP common shares, including 4,472 shares sold on 01/02/2026 for $69,079.43, 721 shares sold on 12/08/2025 for $12,660.76 under a Rule 10b5-1 sales plan, and 438 shares sold on 12/02/2025 for $6,493.17.

How many AIP common shares are outstanding according to this Form 144?

The notice states that there are 43,683,773 common shares outstanding of the issuer at the time referenced.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001549550
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Arteris, Inc.
SEC File Number	001-40960
Address of Issuer	900 E. Hamilton Ave., Suite 300 Campbell CALIFORNIA 95008
Phone	4084707300
Name of Person for Whose Account the Securities are To Be Sold	NICHOLAS HAWKINS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5836	102596.88	43683773	01/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2026	Restricted Stock Units	Issuer			5836	01/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	01/02/2026	4472	69079.43
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	12/08/2025	721	12660.76
NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	12/02/2025	438	6493.17

144: Remarks and Signature

Remarks
Date of Notice	01/07/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/04/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ NICHOLAS HAWKINS
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)