Proposed 20,000-share resale; recent 10b5-1 sales listed (AIP)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice for the proposed resale of 20,000 Common shares related to an Nasdaq‑traded issuer, dated 03/09/2026.

The filing lists recent 10b5-1 brokered sales by related holders in the prior three months, including sales by BAYVIEW LEGACY, LLC of 50,000 shares on 01/08/2026 (proceeds $829,155.00) and 47,244 shares on 02/09/2026 (proceeds $718,359.19).

Insights

Securities Counsel

Form 144 reports a proposed brokered resale and records recent 10b5-1 transactions.

The notice records a proposed sale of 20,000 Common shares filed by Morgan Stanley Smith Barney LLC on 03/09/2026, and includes a table of executed 10b5-1 sales in the prior three months with explicit share counts and gross proceeds.

Cash‑flow treatment and ultimate sale timing depend on the broker and compliance with Rule 144 procedures; subsequent filings or trade confirmations would show whether these proposed shares were actually sold.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	290400.00	45467261	03/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/05/2013	Private Acquisition from Issuer or an Affiliate	issuer			20000	11/05/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	02/10/2026	2756	41428.74
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	02/09/2026	47244	718359.19
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	01/15/2026	17884	318973.66
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	01/13/2026	2116	37643.85
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	01/08/2026	50000	829155.00
10b5-1 Sales for K. CHARLES JANAC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	01/06/2026	11145	188386.16

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for AIP show?

The Form 144 shows a proposed resale of 20,000 Common shares filed by Morgan Stanley Smith Barney LLC on 03/09/2026. The filing lists recent brokered 10b5-1 sales by related holders with share counts and gross proceeds.

Who executed recent 10b5-1 sales listed in the AIP filing?

The filing lists multiple 10b5-1 seller entries, including BAYVIEW LEGACY, LLC and K. Charles Janac, with transactions such as 50,000 shares on 01/08/2026 for $829,155.00. These are recorded as past sales.

Does the Form 144 indicate proceeds go to the issuer for AIP?

The filing does not state issuer proceeds for the proposed resale of 20,000 shares. The notice records share counts and gross proceeds for prior sales; it does not assign proceeds to the issuer in this excerpt.

Are the recent 10b5-1 sales included in the Form 144 material to AIP shareholders?

The Form 144 records proposed and recent resale activity but does not include analysis or impact statements. It lists specific sales and proceeds; materiality depends on relative size versus outstanding shares, which is not provided in this excerpt.