Arteris CFO files initial ownership, no shares

Arteris, Inc. reported its Chief Financial Officer’s initial insider status on Form 3 without listing any current shareholdings.

Available on EDGAR 09/10/2026 - 04:36 PM EDT Accepted by SEC EDGAR 09/10/2026 - 04:35 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Arteris, Inc. (AIP) filed an initial statement of beneficial ownership (Form 3) for Saurabh Sinha, who serves as Chief Financial Officer. The filing does not report any equity holdings or transactions in Arteris securities by the reporting person at this time.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Reported derivative positions: 0 positions

3 metrics

Reported buy transactions 0 transactions Initial Form 3 transaction summary for the CFO

Reported sell transactions 0 transactions Initial Form 3 transaction summary for the CFO

Reported derivative positions 0 positions No derivative holdings listed in the Form 3

Key Terms

Form 3, beneficial ownership, Chief Financial Officer

3 terms

Form 3 regulatory

"filed an initial statement of beneficial ownership (Form 3) for Saurabh Sinha"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership (Form 3) for Saurabh Sinha"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Chief Financial Officer financial

"Saurabh Sinha, who serves as Chief Financial Officer"

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Arteris, Inc. (AIP) report in this Form 3 filing for Saurabh Sinha?

The Form 3 identifies Saurabh Sinha as Chief Financial Officer of Arteris, Inc. and serves as his initial statement of beneficial ownership. It does not list any Arteris equity holdings or insider transactions for him as of the filing.

Does the Arteris, Inc. (AIP) Form 3 show any shares owned by the CFO?

No. The Form 3 for Arteris, Inc.’s Chief Financial Officer shows no reported equity holdings and no transactions in Arteris securities at the time of this initial filing.

Are there any insider buy or sell transactions disclosed for AIP in this Form 3?

No. The Form 3 includes no buy, sell, acquisition, disposition, or derivative transactions by the reporting person. All transaction-related counts in the summary are zero.

What insider role is disclosed in this Arteris, Inc. (AIP) Form 3?

The Form 3 discloses that Saurabh Sinha is an officer of Arteris, Inc., holding the title Chief Financial Officer. He is not reported as a director or ten percent owner in this filing.

Does this Arteris, Inc. (AIP) Form 3 mention a Rule 10b5-1 trading plan?

No. The document-level indicator for a Rule 10b5-1 trading plan is null, and there are no transaction footnotes indicating that any trades were made under such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Sinha Saurabh

(Last) (First) (Middle)

C/O ARTERIS, INC.

900 E. HAMILTON AVENUE SUITE 300

(Street)

CAMPBELL CALIFORNIA 95008

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2026

3. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Paul Alpern, as Attorney-in-Fact for Saurabh Sinha	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)