STOCK TITAN

Airgain (AIRG) director converts options into 9,510 shares, now holds 442,733

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Airgain Inc. director James K. Sims exercised stock options covering 9,510 shares of common stock on 2026-04-10 at an exercise price of $1.90 per share. The corresponding option, which was fully vested and exercisable, was eliminated for this amount.

Following the exercise, Sims directly holds 442,733 shares of Airgain common stock, a figure that includes restricted stock units.

Positive

  • None.

Negative

  • None.
Insider SIMS JAMES K
Role Director
Type Security Shares Price Value
Exercise Stock Option (Rigth to Buy) F2 9,510 $0.00 $0.00
Exercise Common Stock F1 9,510 $1.90 $18K
Holdings After Transaction: Stock Option (Rigth to Buy) — 0 shares (Direct); Common Stock — 442,733 shares (Direct)
Footnotes (2)
  1. F1. Include restricted stock units.
  2. F2. The option is fully vested and exercisable.
Options exercised 9,510 shares Stock options exercised into common stock on 2026-04-10
Exercise price $1.90 per share Exercise or conversion of derivative security into common stock
Shares acquired 9,510 shares Common stock received from option exercise on 2026-04-10
Post-transaction holdings 442,733 shares Direct ownership after transactions, including restricted stock units
Option expiration date 2026-05-23 Expiration date of the exercised stock option series
Stock Option financial
"security_title: Stock Option (Rigth to Buy)"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
restricted stock units financial
"Footnote: Include restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did James K. Sims report in his Form 4 for Airgain (AIRG)?

James K. Sims reported exercising stock options into 9,510 shares of Airgain common stock on 2026-04-10. The option was fully vested and exercisable, and the exercise increased his direct holdings while eliminating that specific option position.

How many Airgain (AIRG) shares does James K. Sims own after this transaction?

After the reported transactions, James K. Sims directly holds 442,733 shares of Airgain common stock. This post-transaction balance includes restricted stock units, as noted in the filing’s footnote, and reflects his updated direct ownership position.

What was the exercise price of the options exercised by James K. Sims in AIRG?

The options exercised by James K. Sims converted into Airgain common stock at an exercise price of $1.90 per share. He exercised options for 9,510 shares on 2026-04-10, with the related option series then reduced to zero for that amount.

What type of securities did James K. Sims trade in this Airgain (AIRG) Form 4?

James K. Sims exercised a Stock Option derivative security into 9,510 shares of Airgain common stock. The derivative position was disposed of in the exercise, and the resulting common shares are held directly, with the total holdings including restricted stock units.

Were restricted stock units involved in James K. Sims’ Airgain (AIRG) holdings?

Yes. A footnote states that Sims’ post-transaction balance of 442,733 shares of Airgain common stock includes restricted stock units. This means his reported direct ownership figure combines both regular common shares and RSUs granted to him.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SIMS JAMES K

(Last)(First)(Middle)
C/O AIRGAIN, INC.
3611 VALLEY CENTRE DRIVE, SUITE 150

(Street)
SAN DIEGO CALIFORNIA 92130

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AIRGAIN INC [ AIRG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/10/2026M9,510A$1.9442,733(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Rigth to Buy)$1.904/10/2026M9,510 (2)05/23/2026Common Stock9,510$00D
Explanation of Responses:
1. Include restricted stock units.
2. The option is fully vested and exercisable.
/s/ Michael Elbaz, as attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)