STOCK TITAN

Director at Air Industries (NYSE: AIRI) receives 4,484-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Air Industries Group director Michael Porcelain received an equity grant of 4,484 shares of Common Stock at $3.19 per share on April 10, 2026. After this award, he directly owns 75,751 Common shares. He also holds restricted stock units tied to 60,791 underlying Common shares and multiple stock option awards with exercise prices ranging from $3.00 to $23.80 per share. The RSUs represent the right to receive one share of Common Stock per unit, vesting upon grant and settling on the later of the first anniversary of the award date or a qualifying Change in Control, or at 18 months if no such event occurs.

Positive

  • None.

Negative

  • None.
Insider PORCELAIN MICHAEL
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 4,484 $3.19 $14K
holding Restricted Stock Units -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
Holdings After Transaction: Common Stock — 75,751 shares (Direct); Restricted Stock Units — 60,791 shares (Direct); Stock Options — 10,000 shares (Direct)
Footnotes (1)
  1. Grant pursuant to equity plan. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date, and (B) the occurrence of a Change in Control, which for purposes of this Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the date that is the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the date that is the eighteen (18) month anniversary of the Award Date. Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026. Exercisable in full.
Equity grant 4,484 shares at $3.19 Common Stock award on April 10, 2026
Direct Common shares 75,751 shares Shares owned directly after reported grant
RSU underlying shares 60,791 shares Restricted Stock Units tied to Common Stock
Stock options @ $3.00 10,000 underlying shares Exercise price $3.00, expiring November 30, 2030
Stock options @ $3.75 10,000 underlying shares Exercise price $3.75, expiring August 31, 2029
Stock options @ $8.40 1,000 underlying shares Exercise price $8.40, expiring April 30, 2027
Stock options @ $23.80 1,000 underlying shares Exercise price $23.80, expiring December 31, 2026
Restricted Stock Units financial
"Each restricted stock unit represents the right to receive, at settlement, one share of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
equity plan financial
"Grant pursuant to equity plan."
An equity plan is a company program that gives employees, executives or directors a stake in the business through stock, stock options or similar ownership awards, like handing out slices of a pie to people who help bake it. It matters to investors because these grants can motivate key personnel and align their interests with shareholders, but they also increase the number of shares over time and can dilute existing ownership and affect reported earnings.
Change in Control financial
"the occurrence of a Change in Control, which for purposes of this Award Agreement must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5)"
A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.
stock options financial
"Stock Options with various exercise prices and expiration dates on underlying Common Stock."
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
Award Date financial
"settled on the later of: (A) the first anniversary of the Award Date, and (B) the occurrence of a Change in Control"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PORCELAIN MICHAEL

(Last)(First)(Middle)
11147 GLEN ORCHARD LN

(Street)
BOYNTON BEACH FLORIDA 33473

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AIR INDUSTRIES GROUP [ AIRI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/10/2026A(1)4,484A$3.1975,751D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2) (2) (2)Common Stock60,79160,791D
Stock Options$3 (3)11/30/2030Common Stock10,00010,000D
Stock Options$3.75 (4)08/31/2029Common Stock10,00010,000D
Stock Options$3.5 (4)05/31/2028Common Stock1,0001,000D
Stock Options$3.43 (4)06/30/2028Common Stock2,1602,160D
Stock Options$8.4 (4)04/30/2027Common Stock1,0001,000D
Stock Options$12.5 (4)07/31/2026Common Stock100100D
Stock Options$13.2 (4)12/31/2027Common Stock1,0001,000D
Stock Options$23.8 (4)12/31/2026Common Stock1,0001,000D
Explanation of Responses:
1. Grant pursuant to equity plan.
2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date, and (B) the occurrence of a Change in Control, which for purposes of this Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the date that is the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the date that is the eighteen (18) month anniversary of the Award Date.
3. Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.
4. Exercisable in full.
/s/ Michael D. Porcelain04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Air Industries Group (AIRI) director Michael Porcelain report on this Form 4?

Michael Porcelain reported receiving an equity grant of 4,484 shares of Air Industries Group Common Stock at $3.19 per share. This was a compensation-related award, not an open-market purchase or sale, and increased his directly held Common shares to 75,751.

How many Air Industries Group (AIRI) shares does Michael Porcelain hold after this transaction?

After the grant, Michael Porcelain holds 75,751 shares of Air Industries Group Common Stock directly. In addition, he has restricted stock units and stock options convertible into further Common shares, giving him additional potential equity exposure beyond his current share holdings.

What are the key terms of Michael Porcelain’s restricted stock units in AIRI?

Each restricted stock unit represents the right to receive one Air Industries Group Common share. The RSUs vested upon grant and will settle on the later of the first anniversary of the award date or a qualifying Change in Control, or at 18 months if no Change in Control occurs.

What stock option positions does Michael Porcelain hold in Air Industries Group (AIRI)?

Michael Porcelain holds several stock option awards on Air Industries Group Common Stock, including options with exercise prices of $3.00, $3.75, $3.50, $3.43, $8.40, $12.50, $13.20 and $23.80. These options cover various share amounts and expire between July 2026 and November 2030.

Was the 4,484-share AIRI award to Michael Porcelain an open-market transaction?

No. The 4,484-share award to Michael Porcelain was granted pursuant to an equity plan, as noted in the footnotes. It is a compensation-related grant, not an open-market buy or sell, and therefore carries different implications than discretionary market trading.

How do Michael Porcelain’s AIRI restricted stock units settle if no Change in Control occurs?

If no qualifying Change in Control occurs within 18 months of the award date, Michael Porcelain’s vested restricted stock units will settle on the eighteen-month anniversary. At settlement, he is entitled to receive one share of Air Industries Group Common Stock for each vested unit.