STOCK TITAN

Airship AI (AISP) CTO receives 400,000 stock options with multi-year vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Airship AI Holdings, Inc. Chief Technology Officer Ma Yanda received a grant of 400,000 stock options for common stock at an exercise price of $2.49 per share. These options expire on April 20, 2036 and vest quarterly over four years, providing compensation tied to future company performance.

Following the reported positions, Ma Yanda directly holds 270,000 shares of common stock. He also holds additional equity-linked interests, including options over 50,000 shares at a $4.25 exercise price, 75,000 shares at a $2.86 exercise price, 277,698 shares at a $0.12 exercise price, and earnout rights over 132,950 shares subject to operating and share price milestones.

Positive

  • None.

Negative

  • None.
Insider Ma Yanda
Role Chief Technology Officer
Type Security Shares Price Value
Grant/Award Options 400,000 $0.00 --
holding Options -- -- --
holding Earnout Rights -- -- --
holding Options -- -- --
holding Options -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Options — 400,000 shares (Direct, null); Earnout Rights — 132,950 shares (Direct, null); Common Stock — 270,000 shares (Direct, null)
Footnotes (1)
  1. Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported options upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger. Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement. Options vest quarterly over 4 years.
New option grant 400,000 options Exercise price $2.49; expiration April 20, 2036; quarterly vesting over 4 years
Direct common stock holdings 270,000 shares Common Stock held directly following reported positions
Options at $4.25 50,000 underlying shares Options with $4.25 exercise price expiring September 3, 2035
Options at $2.86 75,000 underlying shares Options with $2.86 exercise price expiring August 16, 2034
Options at $0.12 277,698 underlying shares Options with $0.12 exercise price expiring January 16, 2033
Earnout rights 132,950 underlying shares Earnout Rights tied to performance and share price milestones
Earnout Rights financial
"Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares..."
Merger Agreement financial
"Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to that certain Merger Agreement, dated as of June 27, 2023..."
A merger agreement is a binding contract that lays out the exact terms for two companies to combine, including the price, what each side will deliver, and the conditions that must be met before the deal is completed. Investors care because it sets the timetable, payouts and risks — like a blueprint or prenup that shows whether the deal is likely to close, how ownership will change, and what could cancel or alter the payout they expect.
Conversion Ratio financial
"The Reporting Person received the reported options upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement..."
The conversion ratio is the number of common shares an investor receives when a convertible security (like a bond or preferred share) or an exchangeable instrument is turned into ordinary stock. It matters because it tells investors how much ownership or dilution will occur — similar to knowing how many slices you get when you trade in a coupon — and directly affects the value you get from the convertible and the company’s future share count.
exercise price financial
"Earnout Rights and options are tied to specific operating milestones, share price performance, or a stated exercise price for underlying common stock."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ma Yanda

(Last)(First)(Middle)
C/O AIRSHIP AI HOLDINGS, INC.
8210 154TH AVE NE

(Street)
REDMOND WASHINGTON 98052

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Airship AI Holdings, Inc. [ AISP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock270,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options(1)$0.1212/21/202301/16/2033Common Stock277,698277,698D
Earnout Rights(2) (2) (2)Common Stock132,950132,950D
Options$2.86 (3)08/16/2034Common Stock75,00075,000D
Options$4.25 (3)09/03/2035Common Stock50,00050,000D
Options$2.4904/20/2026A400,000 (3)04/20/2036Common Stock400,000$0400,000D
Explanation of Responses:
1. Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported options upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.
2. Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.
3. Options vest quarterly over 4 years.
Remarks:
On 04/20/2026, the Reporting Person returned as a named executive officer of the Issuer. This Form 4 reflects the Options(1) expiration date extension to 01/16/2033.
By: /s/ Yanda Ma05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Airship AI (AISP) disclose about CTO Ma Yanda’s latest equity grant?

Airship AI disclosed that CTO Ma Yanda received 400,000 stock options for common stock at an exercise price of $2.49 per share. These options expire on April 20, 2036 and vest quarterly over four years as part of his equity-based compensation package.

How many Airship AI (AISP) common shares does CTO Ma Yanda hold after this filing?

After the reported positions, CTO Ma Yanda directly holds 270,000 shares of Airship AI common stock. This direct holding is in addition to multiple option awards and earnout rights that, if vested and exercised or earned, relate to additional underlying common shares of the company.

What other stock options does Airship AI (AISP) CTO Ma Yanda hold besides the new grant?

Besides the new 400,000 options at a $2.49 exercise price, Ma Yanda holds options over 50,000 shares at $4.25, 75,000 shares at $2.86, and 277,698 shares at $0.12. Each option block has its own expiration date and provides potential future share acquisition.

What are the earnout rights held by Airship AI (AISP) CTO Ma Yanda?

Ma Yanda holds earnout rights over 132,950 underlying shares of Airship AI common stock. Under the merger agreement, these earnout rights may deliver shares if specific operating performance and share price milestones are achieved while he continues service with the company.

How long is the vesting schedule for the new Airship AI (AISP) option grant to Ma Yanda?

The new 400,000 stock options granted to Ma Yanda vest quarterly over four years. This schedule gradually delivers option vesting in equal quarterly installments, aligning his long-term incentives with the company’s performance across the multi-year vesting period.