STOCK TITAN

Air Lease (AL) EVP Khatibi cashes out 91,506 shares at $65 in merger

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Air Lease executive Alex A. Khatibi disposed of his remaining shares as part of a cash merger. He transferred 91,506 shares of Air Lease Corporation Class A common stock back to the issuer at $65.00 per share in cash in connection with the merger with Sumisho Air Lease Corporation’s affiliate.

The transaction left him with 0 shares of common stock. The disposed amount includes 4,959 unvested restricted stock units, which were cancelled and converted into cash awards equal to $65.00 per unit and will continue to follow the same vesting conditions that applied before the merger’s effective time.

Positive

  • None.

Negative

  • None.
Insider Khatibi Alex A
Role EVP
Type Security Shares Price Value
Disposition Air Lease Corporation - Class A Common Stock 91,506 $65.00 $5.95M
Holdings After Transaction: Air Lease Corporation - Class A Common Stock — 0 shares (Direct)
Footnotes (1)
  1. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), with Sumisho Air Lease Corporation Designated Activity Company, an Irish private limited company ("Parent"), and Takeoff Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as an indirect wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Class A common stock, par value $0.01 per share ("Common Stock") that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $65.00 per share in cash, without interest thereon (the "Per Share Price"). The shares of Common Stock reported as disposed by the reporting person include 4,959 unvested restricted stock units ("RSUs"), which were cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of the Per Share Price and the total number of unvested RSUs (the "Converted Cash Awards"). The Converted Cash Awards are subject to the same vesting terms and conditions as applied to such RSUs immediately prior to the Effective Time.
Shares disposed 91,506 shares Class A common stock cancelled in merger
Cash consideration per share $65.00 per share Per Share Price at effective time of merger
Shares after transaction 0 shares Total Class A common stock held post‑transaction
Unvested RSUs converted 4,959 RSUs Cancelled and converted into cash awards
RSU cash conversion rate $65.00 per unit Per Share Price applied to unvested RSUs
Agreement and Plan of Merger financial
"Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), with Sumisho Air Lease Corporation..."
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Effective Time financial
"At the effective time of the Merger (the "Effective Time"), each issued and outstanding share..."
restricted stock units financial
"The shares of Common Stock reported as disposed by the reporting person include 4,959 unvested restricted stock units ("RSUs")..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Converted Cash Awards financial
"were cancelled and converted into the right to receive an amount in cash... (the "Converted Cash Awards")."
Class A common stock financial
"each issued and outstanding share of the Issuer's Class A common stock, par value $0.01 per share..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Khatibi Alex A

(Last)(First)(Middle)
C/O AIR LEASE CORPORATION
2000 AVENUE OF THE STARS, SUITE 1000N

(Street)
LOS ANGELES CALIFORNIA 90067

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SUMISHO AIR LEASE CORP [ AL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Air Lease Corporation - Class A Common Stock04/08/2026D(1)91,506(2)D$650D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), with Sumisho Air Lease Corporation Designated Activity Company, an Irish private limited company ("Parent"), and Takeoff Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as an indirect wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Class A common stock, par value $0.01 per share ("Common Stock") that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $65.00 per share in cash, without interest thereon (the "Per Share Price").
2. The shares of Common Stock reported as disposed by the reporting person include 4,959 unvested restricted stock units ("RSUs"), which were cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of the Per Share Price and the total number of unvested RSUs (the "Converted Cash Awards"). The Converted Cash Awards are subject to the same vesting terms and conditions as applied to such RSUs immediately prior to the Effective Time.
/s/ Lauren Jaeger, Attorney-in-Fact04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Air Lease (AL) executive Alex A. Khatibi report in this Form 4?

Alex A. Khatibi reported disposing of 91,506 shares of Air Lease Class A common stock. The shares were transferred to the issuer at $65.00 per share in cash as part of a merger transaction, leaving him with no remaining common stock holdings.

At what price were Alex A. Khatibi’s Air Lease (AL) shares cashed out?

Each share was converted into the right to receive $65.00 in cash. This per-share cash consideration applied to all issued and outstanding Class A common stock at the effective time of the merger, including the shares reported as disposed by the executive.

How many Air Lease (AL) shares did Alex A. Khatibi dispose of in the merger?

He disposed of 91,506 shares of Air Lease Corporation Class A common stock. These shares were automatically cancelled and converted into a cash payment at $65.00 per share when the merger became effective, resulting in zero shares held afterward.

What happened to Alex A. Khatibi’s unvested RSUs in Air Lease (AL)?

The 4,959 unvested restricted stock units were cancelled and converted into cash awards. Each RSU became a right to receive cash equal to $65.00 per unit, and these cash awards keep the same vesting schedule and conditions that applied before the merger.

Did Alex A. Khatibi retain any Air Lease (AL) stock after the reported transaction?

No, he held zero shares of Air Lease Class A common stock after the transaction. All reported shares were cancelled and converted into cash as part of the merger structure, fully eliminating his direct common stock position at the effective time.