Morgan Stanley Smith Barney (ALAB) files to sell 200,000 shares on NASDAQ

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 notice reporting proposed sale of 200,000 common shares of ALAB. The securities were originally acquired 11/21/2017 in a private acquisition from the issuer or an affiliate. The filing shows a NASDAQ listing and a filing date of 05/07/2026.

Key Figures

Proposed shares to sell: 200,000 shares Acquisition date: 11/21/2017 Filing date: 05/07/2026 +3 more

6 metrics

Proposed shares to sell 200,000 shares Common shares listed on Form 144

Acquisition date 11/21/2017 Private acquisition from issuer or affiliate

Filing date 05/07/2026 Form 144 submission date

Exchange NASDAQ Listing market shown on the form

Dollar amount field $42,782,000.00 Figure present in the excerpt (exact label not specified)

Large numeric value 171,407,939 Numeric value appearing in the excerpt (label not specified)

Key Terms

Form 144, Private Acquisition from Issuer or an Affiliate, NASDAQ

3 terms

Form 144 regulatory

"Filed notice reporting proposed sale of securities by affiliate"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Private Acquisition from Issuer or an Affiliate financial

"Acquisition type listed as Private Acquisition from Issuer or an Affiliate"

NASDAQ market

"Exchange listing shown as NASDAQ in the filing header"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	200000	42782000.00	171407939	05/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/21/2017	Private Acquisition from Issuer or an Affiliate	Issuer			200000	11/21/2017	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ALAB Form 144 filing by Morgan Stanley Smith Barney LLC mean?

It reports a proposed sale of 200,000 common shares. The filing notifies the SEC that an affiliate plans to sell shares acquired privately on 11/21/2017 and is a routine regulatory notice under Rule 144.

When were the shares reported in the ALAB Form 144 acquired?

The filing states the shares were acquired on 11/21/2017 by private acquisition from the issuer or an affiliate. That acquisition date is recorded on the notice and anchors the holding period disclosed in the filing.

How many ALAB shares does the Form 144 propose to sell?

The notice lists a proposed sale of 200,000 common shares. The filing is a notice of intent to sell and does not itself consummate the sale or state execution details.

What filing date and market are shown on the ALAB Form 144?

The filing date shown is 05/07/2026 and the security is listed on NASDAQ. These entries identify the reporting date and the market where the issuer's shares trade.