Astera Labs (NASDAQ: ALAB) finance VP reports initial 56-share stake

Rhea-AI Filing Summary

Astera Labs, Inc. insider ownership update: Officer Cota Germaine, who serves as Chief Accounting Officer and Vice President, Finance, filed an initial ownership report. As of January 20, 2026, Germaine beneficially owns 56 shares of Astera Labs common stock, held directly. This filing is a standard Form 3, establishing baseline insider ownership for this executive.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Cota Germaine

(Last) (First) (Middle)

C/O ASTERA LABS, INC.

2345 NORTH FIRST STREET

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/20/2026

3. Issuer Name and Ticker or Trading Symbol
Astera Labs, Inc. [ ALAB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accting. Off. & VP, Fin.

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	56	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 .1 - Power of Attorney

	/s/ Philip Mazzara, Attorney-in-Fact	01/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the reporting person in Astera Labs (ALAB) this Form 3 filing?

The reporting person is Cota Germaine, an officer of Astera Labs, Inc. serving as Chief Accounting Officer and Vice President, Finance.

What does this Form 3 filing for Astera Labs (ALAB) disclose?

The Form 3 discloses the initial statement of beneficial ownership by officer Cota Germaine, showing current holdings of Astera Labs common stock.

How many Astera Labs (ALAB) shares does Cota Germaine beneficially own?

The filing reports that Cota Germaine beneficially owns 56 shares of Astera Labs common stock.

Are the Astera Labs (ALAB) shares held directly or indirectly by Cota Germaine?

The 56 common shares are reported as held directly (D) by Cota Germaine, with no indirect ownership noted.

What is the event date for this Astera Labs (ALAB) Form 3 ownership report?

The date of the event requiring the statement is January 20, 2026, which is when the reported beneficial ownership is measured.

Does this Astera Labs (ALAB) Form 3 show any stock transactions?

No transactions are listed; the Form 3 simply records current beneficial ownership of 56 common shares as an initial filing.