Astera Labs director Dyckerhoff sells 12,499 shares
The reported sales were made under a Rule 10b5-1 trading plan adopted December 1, 2025.
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Form Type
4
Rhea-AI Filing Summary
Astera Labs, Inc. (ALAB) director Stefan A. Dyckerhoff reported selling 12,499 shares on November 5, 2026, at $211.41 per share: 3,505 held directly, 8,333 by a trust of which he is trustee, and 661 by a limited partnership. The sales were under a Rule 10b5-1 trading plan adopted December 1, 2025. Reported post-sale holdings were 43,514 directly, 278,067 in the trust, and 1,987 in the partnership. He disclaims beneficial ownership of entity-held shares except for his pecuniary interest.
Insider Trade Summary 10b5-1
Net Seller: 12,499 shares
Net Sell
3 txns
Insider
Dyckerhoff Stefan A
Role
Director
Sold
12,499 shs ($2.64M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F1, F2 | 3,505 | $211.41 | $741K |
| Sale | Common Stock F1, F3 | 8,333 | $211.41 | $1.76M |
| Sale | Common Stock F1, F4 | 661 | $211.41 | $140K |
| Holding | Common Stock F5 | -- | -- | -- |
| Holding | Common Stock F5 | -- | -- | -- |
| Holding | Common Stock F5 | -- | -- | -- |
| Holding | Common Stock F5 | -- | -- | -- |
| Holding | Common Stock F5 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 43,514 shares (Direct);
Common Stock — 278,067 shares (Indirect, By Trust);
Common Stock — 1,987 shares (Indirect, By Limited Partnership (TF));
Common Stock — 3,767 shares (Indirect, By DIFT-2);
Common Stock — 3,765 shares (Indirect, By DIFT-AMD);
Common Stock — 3,765 shares (Indirect, By DIFT-BAD);
Common Stock — 3,765 shares (Indirect, By DIFT-SHD);
Common Stock — 3,765 shares (Indirect, By DIFT-IND)
Footnotes (5)
- F1. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2025.
- F2. Includes shares to be issued in connection with the vesting of one or more restricted stock units. The Reporting Person shares pecuniary interest in these shares with other parties pursuant to contractual relationships. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest in these shares.
- F3. Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
- F4. Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
- F5. Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
Key Figures
Direct shares sold: 3,505 shares
Trust shares sold: 8,333 shares
Limited partnership shares sold: 661 shares
+4 more
7 metrics
Direct shares sold
3,505 shares
November 5, 2026
Trust shares sold
8,333 shares
Held by a trust of which Stefan A. Dyckerhoff is trustee; November 5, 2026
Limited partnership shares sold
661 shares
November 5, 2026
Sale price per share
$211.41 per share
November 5, 2026 transactions
Direct shares after sale
43,514 shares
Reported following the November 5, 2026 transaction
Trust shares after sale
278,067 shares
Reported following the November 5, 2026 transaction
Limited partnership shares after sale
1,987 shares
Reported following the November 5, 2026 transaction
Key Terms
Rule 10b5-1 trading plan, restricted stock units, pecuniary interest, beneficial ownership
4 terms
Rule 10b5-1 trading plan regulatory
"Shares were sold pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock units financial
"vesting of one or more restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
pecuniary interest financial
"shares pecuniary interest in these shares with other parties"
beneficial ownership financial
"disclaims beneficial ownership in these shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What were Stefan A. Dyckerhoff's ALAB holdings after the reported sales?
Reported post-sale positions were 43,514 shares held directly, 278,067 by a trust, and 1,987 by a limited partnership. Additional positions listed were 3,767 shares by DIFT-2 and 3,765 shares each by DIFT-AMD, DIFT-BAD, DIFT-SHD, and DIFT-IND; those shares were held by irrevocable trusts of which Dyckerhoff was a trustee.
AI-generated analysis. How Rhea-AI works. Not financial advice.
