STOCK TITAN

Astera Labs (ALAB) director logs 24,998-share Rule 10b5-1 stock sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Astera Labs, Inc. director Stefan A. Dyckerhoff reported open-market sales of Astera Labs common stock totaling 24,998 shares. The transactions on April 17 and April 20, 2026 were executed at weighted average prices around $175.00–$175.51 per share.

Entities associated with Dyckerhoff, including a trust and a limited partnership, sold shares, and he also sold shares held directly. Footnotes state the shares held by these entities are in trusts and a partnership where he disclaims beneficial ownership except for his pecuniary interest.

The filing notes that the sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on December 1, 2025, indicating the trades were scheduled in advance rather than timed discretionarily.

Positive

  • None.

Negative

  • None.
Insider Dyckerhoff Stefan A
Role null
Sold 24,998 shs ($4.38M)
Type Security Shares Price Value
Sale Common Stock 3,757 $175.12 $658K
Sale Common Stock 8,933 $175.12 $1.56M
Sale Common Stock 709 $175.12 $124K
Sale Common Stock 3,253 $175.00 $569K
Sale Common Stock 7,733 $175.00 $1.35M
Sale Common Stock 613 $175.00 $107K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 67,144 shares (Direct, null); Common Stock — 336,398 shares (Indirect, By Trust)
Footnotes (1)
  1. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.00 to $175.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.02 to $175.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
Total shares sold 24,998 shares Net open-market sales reported in this Form 4
April 17 sales 11,599 shares Open-market sales on April 17, 2026
April 20 sales 13,399 shares Open-market sales on April 20, 2026
Weighted average price 4/17 $175.00 per share Price range $175.00 to $175.01 on April 17, 2026
Weighted average price 4/20 $175.12 per share Price range $175.02 to $175.51 on April 20, 2026
Direct shares after 4/20 sale 67,144 shares Direct common stock holdings following April 20, 2026 transaction
Trust shares after 4/20 sale 336,398 shares Common stock held by trust associated with reporting person
Limited partnership shares after 4/20 sale 6,614 shares Common stock held by limited partnership associated with reporting person
Rule 10b5-1 trading plan financial
"Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
irrevocable trust financial
"Shares held by an irrevocable trust of which the Reporting Person is a Trustee"
limited partnership financial
"Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner"
A limited partnership is a legal business structure with two types of partners: at least one general partner who runs the business and bears full legal responsibility, and one or more limited partners who contribute money, share profits, and have liability capped at their investment. For investors, it matters because it separates control from financial exposure — like putting money into a store without managing it — and affects how returns, risks, taxes and transferability of ownership are handled.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dyckerhoff Stefan A

(Last)(First)(Middle)
755 PAGE MILL ROAD, SUITE A-200

(Street)
PALO ALTO CALIFORNIA 94304-1005

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Astera Labs, Inc. [ ALAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/17/2026S(1)3,253D$175(2)70,901D
Common Stock04/17/2026S(1)7,733D$175(2)345,331IBy Trust(3)
Common Stock04/17/2026S(1)613D$175(2)7,323IBy Limited Partnership (TF)(4)
Common Stock04/20/2026S(1)3,757D$175.12(5)67,144D
Common Stock04/20/2026S(1)8,933D$175.12(5)336,398IBy Trust(3)
Common Stock04/20/2026S(1)709D$175.12(5)6,614IBy Limited Partnership (TF)(4)
Common Stock3,767IBy DIFT-2(6)
Common Stock3,765IBy DIFT-AMD(6)
Common Stock3,765IBy DIFT-BAD(6)
Common Stock3,765IBy DIFT-SHD(6)
Common Stock3,765IBy DIFT-IND(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.00 to $175.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
4. Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.02 to $175.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
/s/ Kanwalpreet S. Kalra, Attorney-in-Fact04/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Astera Labs (ALAB) director Stefan Dyckerhoff report in this Form 4?

He reported open-market sales totaling 24,998 shares of Astera Labs common stock. The transactions occurred on April 17 and April 20, 2026 at weighted average prices around $175 per share, involving both direct holdings and shares held through related entities.

At what prices were the Astera Labs (ALAB) shares sold in this Form 4?

The reported sales occurred at weighted average prices of about $175.00 and $175.12 per share. Footnotes explain that individual trades ranged from $175.00 to $175.51, with the reporting person offering to provide detailed breakdowns of shares sold at each separate price.

Were Stefan Dyckerhoff’s Astera Labs (ALAB) share sales pre-planned?

Yes. Footnotes state the shares were sold under a Rule 10b5-1 trading plan adopted on December 1, 2025. Such plans schedule trades in advance, which means the timing of these sales was pre-arranged rather than chosen opportunistically at the time of execution.

How many Astera Labs (ALAB) shares does Stefan Dyckerhoff report holding after these sales?

After the reported sales, one line shows 67,144 shares held directly. Additional entries list indirect holdings, including 336,398 shares held by a trust and 6,614 shares held by a limited partnership, reflecting positions associated with the reporting person through these entities.

How much stock did Astera Labs (ALAB) entities associated with Stefan Dyckerhoff sell on April 17, 2026?

On April 17, 2026, reported open-market sales totaled 11,599 shares of common stock. These included 3,253 shares from direct holdings, 7,733 shares from a trust, and 613 shares from a limited partnership, all at a weighted average price of $175.00.

What additional Astera Labs (ALAB) sales did Stefan Dyckerhoff report for April 20, 2026?

On April 20, 2026, the filing shows open-market sales of 13,399 shares. These included 3,757 direct shares, 8,933 shares sold by a trust, and 709 shares sold by a limited partnership, at a weighted average price of about $175.12 per share.