STOCK TITAN

Astera Labs (ALAB) director’s 10b5-1 stock sale totals 686 shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Astera Labs, Inc. director Bethany Mayer reported open-market sales of 686 shares of Common Stock on June 24, 2026. The transactions were executed in multiple tranches at weighted average prices reported between $391.2689 and $399.9600, with underlying trade ranges from $391.1300 to $398.6100 as described in the footnotes.

The sales occurred automatically under a pre-arranged Rule 10b5-1 trading plan adopted on November 25, 2024. Following these transactions, Mayer holds 5,550 shares directly and 839 shares indirectly through The Jantzen/Mayer Family 2002 Trust, for which she disclaims beneficial ownership beyond any pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Mayer Bethany
Role null
Sold 686 shs ($271K)
Type Security Shares Price Value
Sale Common Stock 99 $391.2689 $39K
Sale Common Stock 193 $392.6746 $76K
Sale Common Stock 54 $393.86 $21K
Sale Common Stock 146 $396.4915 $58K
Sale Common Stock 165 $398.3154 $66K
Sale Common Stock 29 $399.96 $12K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 6,137 shares (Direct, null); Common Stock — 839 shares (Indirect, By Trust)
Footnotes (1)
  1. The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Shares sold 686 shares Open-market sales on June 24, 2026
Highest reported weighted average price $399.9600 per share One sale tranche on June 24, 2026
Lowest reported weighted average price $391.2689 per share One sale tranche on June 24, 2026
Underlying low trade price range $391.1300 per share Footnote-disclosed trade range for one tranche
Underlying high trade price range $398.6100 per share Footnote-disclosed trade range for one tranche
Direct holdings after sale 5,550 shares Common Stock directly owned after June 24, 2026
Indirect trust holdings 839 shares Held by The Jantzen/Mayer Family 2002 Trust
Rule 10b5-1 trading plan financial
"The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions..."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein..."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein..."
Section 16 regulatory
"…not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose."
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mayer Bethany

(Last)(First)(Middle)
C/O ASTERA LABS, INC.
2345 NORTH FIRST STREET

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Astera Labs, Inc. [ ALAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/24/2026S(1)99D$391.2689(2)6,137D
Common Stock06/24/2026S(1)193D$392.6746(3)5,944D
Common Stock06/24/2026S(1)54D$393.865,890D
Common Stock06/24/2026S(1)146D$396.4915(4)5,744D
Common Stock06/24/2026S(1)165D$398.3154(5)5,579D
Common Stock06/24/2026S(1)29D$399.965,550D
Common Stock839IBy Trust(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks:
/s/ Philip Mazzara, Attorney-in-Fact06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

How many Astera Labs (ALAB) shares did director Bethany Mayer sell?

Director Bethany Mayer sold a total of 686 shares of Astera Labs Common Stock. These shares were disposed of in several open-market transactions on June 24, 2026, as part of a pre-arranged Rule 10b5-1 trading plan.

At what prices were the Astera Labs (ALAB) shares sold in this Form 4?

The reported weighted average sale prices ranged from about $391.2689 to $399.9600 per share. Footnotes state the underlying trades occurred in multiple transactions between $391.1300 and $398.6100, with full detail available upon request to the company or regulators.

Was the Astera Labs (ALAB) stock sale by Bethany Mayer under a Rule 10b5-1 plan?

Yes, the filing states the sales occurred automatically under a Rule 10b5-1 trading plan. This plan was adopted on November 25, 2024, meaning the trades were pre-scheduled rather than discretionary, which typically reduces the importance of timing as a market signal.

How many Astera Labs (ALAB) shares does Bethany Mayer hold after the transactions?

After the June 24, 2026 sales, Bethany Mayer holds 5,550 shares of Astera Labs Common Stock directly. The filing also shows an additional 839 shares held indirectly through a family trust, where she disclaims beneficial ownership except for any pecuniary interest.

What is the role of The Jantzen/Mayer Family 2002 Trust in this Astera Labs (ALAB) Form 4?

The Form 4 reports 839 shares of Astera Labs Common Stock held by The Jantzen/Mayer Family 2002 Trust. Bethany Mayer is a trustee and disclaims beneficial ownership of these securities beyond any pecuniary interest, clarifying how those indirect holdings should be interpreted under Section 16 rules.