Astera Labs (ALAB) director sells 10,000 shares under 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Astera Labs director Jack R. Lazar reported net share sales and an equity grant. On June 4, 2026 he sold 10,000 shares of Common Stock in open-market transactions under a Rule 10b5-1 trading plan at prices between $339.5600 and $362.8405 per share, and now directly holds 85,688 shares. He also received a grant of 837 restricted stock units that vest in full on the earlier of the first anniversary of the grant date or the next annual stockholder meeting, subject to continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 10,000 shares ($3,551,679)
Net Sell
19 txns
Insider
LAZAR JACK R
Role
null
Sold
10,000 shs ($3.55M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 837 | $0.00 | -- |
| Sale | Common Stock | 879 | $362.8405 | $319K |
| Sale | Common Stock | 854 | $361.1061 | $308K |
| Sale | Common Stock | 1,116 | $360.0879 | $402K |
| Sale | Common Stock | 877 | $359.3267 | $315K |
| Sale | Common Stock | 883 | $358.136 | $316K |
| Sale | Common Stock | 566 | $356.9442 | $202K |
| Sale | Common Stock | 946 | $355.1273 | $336K |
| Sale | Common Stock | 373 | $354.3839 | $132K |
| Sale | Common Stock | 1,101 | $352.9665 | $389K |
| Sale | Common Stock | 318 | $351.7187 | $112K |
| Sale | Common Stock | 17 | $351.13 | $6K |
| Sale | Common Stock | 423 | $349.9557 | $148K |
| Sale | Common Stock | 193 | $347.8389 | $67K |
| Sale | Common Stock | 238 | $346.2717 | $82K |
| Sale | Common Stock | 246 | $345.2366 | $85K |
| Sale | Common Stock | 243 | $344.0294 | $84K |
| Sale | Common Stock | 527 | $342.5453 | $181K |
| Sale | Common Stock | 200 | $339.56 | $68K |
Holdings After Transaction:
Common Stock — 85,688 shares (Direct, null)
Footnotes (1)
- These shares represent an award of restricted stock units ("RSUs") granted on June 4, 2026 (the "Grant Date") under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Includes deferred stock units and dividend equivalent units. The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $362.5300 to $363.4350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $360.8100 to $361.6600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $359.7450 to $360.6600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $358.8000 to $359.6400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $357.8650 to $358.6000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $356.6600 to $357.5750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $354.6200 to $355.5800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $354.0600 to $354.5500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $352.5400 to $353.5200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $351.5250 to $352.4850, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $349.1050 to $350.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.7700 to $347.8600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.2700 to $346.6650, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.6650 to $345.6250, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $343.9250 to $344.6200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.5200 to $343.4600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Key Figures
Shares sold: 10,000 shares
Sale price range: $339.5600–$362.8405 per share
RSUs granted: 837 units
+3 more
6 metrics
Shares sold
10,000 shares
Open-market sales on June 4, 2026
Sale price range
$339.5600–$362.8405 per share
Common Stock open-market transactions
RSUs granted
837 units
Restricted stock unit award on June 4, 2026
Shares owned after
85,688 shares
Direct ownership following reported transactions
Net share change direction
net-sell of 10,000 shares
Transaction summary for this Form 4
Number of sale transactions
18 transactions
Separate open-market sale entries on June 4, 2026
Key Terms
restricted stock units ("RSUs"), Astera Labs, Inc. 2024 Stock Option and Incentive Plan, Rule 10b5-1 trading plan, deferred stock units, +1 more
5 terms
restricted stock units ("RSUs") financial
"These shares represent an award of restricted stock units ("RSUs") granted on June 4, 2026"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Astera Labs, Inc. 2024 Stock Option and Incentive Plan financial
"granted on June 4, 2026 under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan"
Rule 10b5-1 trading plan regulatory
"The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
deferred stock units financial
"Includes deferred stock units and dividend equivalent units."
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
dividend equivalent units financial
"Includes deferred stock units and dividend equivalent units."
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
FAQ
What did Astera Labs (ALAB) director Jack R. Lazar report in this Form 4?
Jack R. Lazar reported selling 10,000 shares of Astera Labs Common Stock and receiving 837 restricted stock units. After these transactions, he directly owns 85,688 shares, reflecting both open-market sales and a new equity grant tied to continued board service.
What equity award did Jack R. Lazar receive from Astera Labs (ALAB)?
He received an award of 837 restricted stock units under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Each RSU represents a right to one share of Common Stock, vesting in full on the earlier of the first anniversary of the June 4, 2026 grant or the next annual meeting.
When do Jack R. Lazar’s new Astera Labs (ALAB) RSUs vest?
The 837 RSUs vest in full on the earlier of the first anniversary of the June 4, 2026 grant date or the next annual stockholder meeting. Vesting is conditioned on his continuous service relationship with Astera Labs through the applicable vesting date specified in the award terms.