Albemarle (ALB) Officer Files Form 3 Disclosing RSUs and Stock Options

Rhea-AI Filing Summary

Initial Form 3 filing by Autumn M. Gagarinas for Albemarle Corporation (ALB). The report shows direct beneficial ownership of 4,054 common shares and disclosure of restricted stock units and stock options. Total RSUs disclosed vest between 2026 and 2028 and two option grants exercisable in 2027 and 2028 with expiration in 2034 and 2035. Ownership is reported in the filer\'s capacity as Chief People Officer.

Positive

• Transparent initial disclosure of beneficial ownership as required by Section 16.
• Detailed equity schedule showing RSU grant sizes and vesting dates, aiding investor transparency.
• Stock options disclosed with exercise prices and expirations, enabling clear understanding of potential dilution timing.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine insider ownership disclosure by a named officer; no material governance red flags.

The Form 3 documents the initial beneficial ownership for a newly reportable person. It lists direct common shares, time-based RSUs with clear vesting dates, and standard employee stock options with exercise prices. For governance purposes this is a routine transparency filing reflecting equity-based compensation and officer alignment with shareholder interests. No unusual encumbrances or indirect ownership structures are reported.

Compensation/Equity Analyst

TL;DR: Equity compensation mix includes RSUs and multi-year options, indicating standard long-term incentive design.

The filing specifies 1,232 RSUs (vesting 2/24/2026), 454 RSUs (vesting 2/22/2027), 1,583 RSUs (vesting 2/27/2027), 785 RSUs (vesting 2/27/2028), and two option grants totaling 2,935 shares with stated exercisable and expiration dates and listed strike prices. These elements are consistent with time-based retention awards; no performance conditions are described in this filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Gagarinas Autumn M.

(Last) (First) (Middle)

4250 CONGRESS ST.

SUITE 900

(Street)

CHARLOTTE NC 28209

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2025

3. Issuer Name and Ticker or Trading Symbol
ALBEMARLE CORP [ ALB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief People Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,054(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	02/27/2028	02/26/2035	Common Stock	1,833	$78.97	D
Stock Options	02/22/2027	02/21/2034	Common Stock	1,102	$118.18	D

Explanation of Responses:

1. The Reporting Person's holdings reported in Table 1, Column 2 include: 1,232 Restricted Stock Units ("RSUs") granted on February 24, 2023, which vest 100% on February 24, 2026; 454 RSUs granted on February 22, 2024, which vest 100% on February 22, 2027; 1,583 RSUs granted on February 27, 2025, which vest 100% on February 27, 2027; and 785 RSUs granted on February 27, 2025, which vest 100% on February 27, 2028. Vesting of all RSUs reported is subject to the terms of the applicable award agreement.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Rebekah Richards, Attorney-in-Fact	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the ALB Form 3 filed by Autumn M. Gagarinas disclose?

The filing discloses direct ownership of 4,054 common shares, RSUs vesting between 2026 and 2028, and two stock option grants exercisable in 2027 and 2028 with expirations in 2034 and 2035.

How many restricted stock units (RSUs) were reported on the Form 3?

The report lists 1,232 RSUs (2/24/2023 grant), 454 RSUs (2/22/2024 grant), 1,583 RSUs (2/27/2025 grant), and 785 RSUs (2/27/2025 grant), totaling 4,054 RSUs equivalent disclosed in Table 1.

What stock options does the Form 3 report for ALB?

Two option grants: 1,833 options exercisable 02/27/2028 expiring 02/26/2035 at $78.97, and 1,102 options exercisable 02/22/2027 expiring 02/21/2034 at $118.18.

What role does the reporting person hold at Albemarle (ALB)?

Autumn M. Gagarinas is reported as Chief People Officer and filed the Form 3 in that capacity.

Does the Form 3 indicate any indirect ownership or special arrangements?

No indirect ownership or special arrangements are reported; all holdings shown are reported as direct (D) in the filing.