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Change Agents Corporation (ALBT) director converts Series E preferred into common

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Change Agents Corporation director Mathews Michael reported a preferred-for-common share conversion. On August 5, 2026 he disposed of 93.4200 shares of Series E Non-Voting Convertible Preferred Stock to the issuer at $1,000.0000 per share and acquired 62,280.0000 shares of Common Stock through conversion at a $1.5000 reference price. He now directly holds 1,271.4200 preferred shares and 62,280.0000 Common shares. The filing’s Rule 10b5-1 trading-plan box was unchecked.

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Insider Mathews Michael
Role Director
Type Security Shares Price Value
Disposition Series E Non-Voting Convertible Preferred Stock F2, F3 93.42 $1,000.00 $93K
Conversion Common Stock F1 62,280 -- --
Holdings After Transaction: Series E Non-Voting Convertible Preferred Stock — 1,271.42 shares (Direct); Common Stock — 62,280 shares (Direct)
Footnotes (3)
  1. F1. Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025.
  2. F2. Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing.
  3. F3. The Preferred Stock is perpetual and therefore has no expiration date.
Preferred shares disposed 93.4200 shares Series E Non-Voting Convertible Preferred Stock returned to issuer on August 5, 2026
Preferred share price $1,000.0000 per share Reported value for Series E preferred shares disposed to issuer
Common shares acquired 62,280.0000 shares Common Stock received through conversion of Series E preferred
Conversion price $1.5000 per share Reference price used to calculate Common Stock from preferred shares
Preferred holdings after transaction 1,271.4200 shares Director’s remaining Series E Non-Voting Convertible Preferred Stock
Common holdings after transaction 62,280.0000 shares Director’s direct Common Stock position following the conversion
Series E Non-Voting Convertible Preferred Stock financial
"Reports disposition of Series E Non-Voting Convertible Preferred Stock to the issuer"
blocking provisions financial
"dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions"
Certificate of Designation regulatory
"meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock"
A certificate of designation is a formal document that spells out the specific rights and rules attached to a particular class or series of stock, usually preferred shares. Think of it as a rulebook or menu that lists dividend terms, liquidation priority, conversion or redemption rights and any special voting protections; investors use it to judge how much income, control or downside protection those shares will provide compared with other securities.

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FAQ

What insider transactions did the ALBT Form 4 report for Mathews Michael?

The Form 4 reports that director Mathews Michael disposed of 93.4200 preferred shares of Series E stock to the issuer and simultaneously acquired 62,280.0000 Common shares through a conversion, changing the form but not the overall economic exposure of his holdings.

How many Common Stock shares did Mathews Michael acquire in the ALBT filing?

Mathews Michael acquired 62,280.0000 shares of Common Stock in the reported transaction. These shares were received through the conversion of Series E Non-Voting Convertible Preferred Stock, rather than through an open-market purchase or sale of Common Stock.

What are the key terms of the Series E Non-Voting Convertible Preferred Stock in the ALBT Form 4?

Each Series E preferred share is convertible into Common Stock by dividing the $1,000 Original Per Share Price by $1.50, subject to blocking provisions. The preferred stock is perpetual with no expiration date and is convertible any time from and after May 12, 2026.

What are Mathews Michael’s holdings after the ALBT Form 4 transactions?

After the reported transactions, Mathews Michael directly holds 1,271.4200 shares of Series E Non-Voting Convertible Preferred Stock and 62,280.0000 shares of Common Stock. These figures represent his post-transaction positions as disclosed in the Form 4 tables.

Was the ALBT Form 4 transaction executed under a Rule 10b5-1 trading plan?

The filing indicates the transactions were not reported under a Rule 10b5-1 trading plan. The document-level checkbox for Rule 10b5-1 was explicitly unchecked, suggesting these trades were not pre-arranged under such a plan.

What conversion price applies to the preferred stock in the ALBT filing?

The Series E preferred shares convert into Common Stock using a $1.50 per-share reference price. The number of Common shares per preferred share is calculated by dividing the $1,000 Original Per Share Price by this $1.50 conversion amount, subject to blocking provisions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mathews Michael

(Last)(First)(Middle)
C/O CHANGE AGENTS CORPORATION
4400 ROUTE 9, SUITE 3100

(Street)
FREEHOLD NEW JERSEY 07728

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Change Agents Corporation. [ CHGA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026C62,280A(1)62,280D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Series E Non-Voting Convertible Preferred Stock$1.508/05/2026D93.4205/12/2026(2) (3)Common Stock62,280$1,0001,271.42D
Explanation of Responses:
1. Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025.
2. Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing.
3. The Preferred Stock is perpetual and therefore has no expiration date.
/s/ Michael Mathews08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)