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490,197 shares reported by Avalon GloboCare group (NASDAQ: ALBT) with 4.99% warrant blockers

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Avalon GloboCare Corp. reporting persons Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC jointly state beneficial ownership of 490,197 shares of Common Stock, representing 7.0% of the outstanding common stock based on 7,042,348 shares outstanding as of February 27, 2026.

The filing excludes two warrants held by Intracoastal (each exercisable into 490,197 shares) because each warrant is not exercisable until stockholder approval of the issuances and contains a blocker provision limiting exercise to prevent ownership above 4.99%. Without those blocker provisions (and if exercisable), the reporting persons may be deemed to beneficially own 1,470,591 shares.

Positive

  • None.

Negative

  • None.

Insights

Joint 13G reports shared control of 490,197 shares (7.0%) and discloses warrant blockers.

The filing lists 490,197 shares beneficially owned by the Reporting Persons and ties that to 7,042,348 shares outstanding as of February 27, 2026, giving a 7.0% stake. It also explains two warrants exercisable into matching amounts are excluded because they are not currently exercisable and include a blocker provision.

Key dependencies include stockholder approval for the warrant issuances and the blocker limits to 4.99%; subsequent disclosures or approvals would change reported ownership percentages.

Disclosure follows Schedule 13G mechanics: current beneficial ownership, exclusions for unexercisable warrants, and ownership caps.

The report attributes shared voting and dispositive power for 490,197 shares to the reporting group and explicitly excludes two warrants pending stockholder approval. The filing preserves the literal "blocker provision" language limiting exercises above 4.99%.

Any change in exercisability or stockholder approvals would require updated filings reflecting altered beneficial ownership; timing and approvals are not stated here.






02/27/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Mitchell P. Kopin
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin
Date:03/05/2026
Daniel B. Asher
Signature:/s/ Daniel B. Asher
Name/Title:Daniel B. Asher
Date:03/05/2026
Intracoastal Capital LLC
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin, Manager
Date:03/05/2026
Exhibit Information

Exhibit 1 - Joint Filing Agreement

FAQ

What stake does ALBT reporting persons hold according to this Schedule 13G?

They report beneficial ownership of 490,197 shares, representing 7.0% of common stock. This percentage is based on 7,042,348 shares outstanding as of February 27, 2026, as reported to the reporting persons.

Are there additional shares tied to warrants in the filing for ALBT?

Yes. The filing identifies two warrants, each exercisable into 490,197 shares, but excludes them because they are not currently exercisable and require stockholder approval for issuance.

What is the effect of the "blocker provision" mentioned in the ALBT filing?

Each warrant contains a blocker provision preventing exercise to the extent it would raise beneficial ownership above 4.99%. The filing states this restriction explicitly as a condition on exercise.

How would ownership change if the warrants were exercisable without blockers?

The filing states that, without the blocker provisions and assuming exercisability, each reporting person may be deemed to beneficially own 1,470,591 shares in aggregate.

Who are the reporting persons named in the Schedule 13G for ALBT?

The filing is made jointly by Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC, and provides their principal business addresses in Florida and Illinois.

What voting and dispositive powers are reported for these ALBT holdings?

The report lists 0 sole voting power and 490,197 shared voting power, and 0 sole dispositive power with 490,197 shared dispositive power for the reported shares.
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