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Alico director Adam Putnam receives 849-share award

The award was issued under Alico's Amended and Restated Stock Incentive Plan of 2015.

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Form Type
4

Rhea-AI Filing Summary

Alico, Inc. director Adam Putnam acquired 849 shares of common stock on October 1, 2026. The reported price was 0.0000 per share, and the shares were issued under the Amended and Restated Stock Incentive Plan of 2015. His direct holdings after the transaction were 19,333 shares.

Insider Putnam Adam
Role Director
Type Security Shares Price Value
Grant/Award Alico, Inc., Common Stock, Par Value $1.00 F1 849 $0.00 $0.00
Holdings After Transaction: Alico, Inc., Common Stock, Par Value $1.00 — 19,333 shares (Direct)
Footnotes (1)
  1. F1. These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.
Shares acquired 849 shares Award on October 1, 2026
Reported price per share 0.0000 per share Award on October 1, 2026
Direct holdings after transaction 19,333 shares After the October 1, 2026 transaction
Par value $1.00 per share Alico, Inc. common stock
Amended and Restated Stock Incentive Plan of 2015 financial
"issued under the Amended and Restated Stock Incentive Plan of 2015"
Par Value financial
"Common Stock, Par Value $1.00"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
non-derivative financial
"non-derivative"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did ALCO director Adam Putnam receive?

Adam Putnam acquired 849 shares of Alico, Inc. common stock on October 1, 2026. The shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

How many ALCO shares did Adam Putnam hold after the award?

Adam Putnam's direct holdings after the transaction were 19,333 shares of Alico, Inc. common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Putnam Adam

(Last)(First)(Middle)
PO BOX 1400

(Street)
BARTOW FLORIDA 33831

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALICO, INC. [ ALCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Alico, Inc., Common Stock, Par Value $1.0010/01/2026A849(1)A$019,333D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.
Remarks:
/s/ Brad Heine, Attorney-in-Fact for Adam H. Putnam10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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