Alamo Group VP files initial ownership report
Alamo Group Inc. vice president, general counsel and secretary Andrew Wayne Sefzik filed an initial ownership report showing his equity position in the company.
Rhea-AI Filing Summary
Alamo Group Inc. vice president, general counsel and secretary Andrew Wayne Sefzik filed an initial ownership report showing his equity position in the company. He directly holds 1,559 shares of common stock.
He also holds three grants of employee stock options (rights to buy common stock) under the Alamo Group Inc. 2015 Incentive Stock Option Plan. These cover 1,000 underlying shares at an exercise price of $137.93 expiring in 2032, 1,000 shares at $156.38 expiring in 2031, and 300 shares at $114.53 expiring in 2030. Footnotes state each option vests in five equal annual installments beginning on February 27, 2021, February 25, 2022, and February 25, 2023, respectively.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
SEFZIK ANDREW WAYNE
Role
VP General Counsel & Secretary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Employee Stock Option (Right to Buy) | -- | -- | -- |
| holding | Employee Stock Option (Right to Buy) | -- | -- | -- |
| holding | Employee Stock Option (Right to Buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Employee Stock Option (Right to Buy) — 2,300 contracts (Direct);
Common Stock — 1,559 shares (Direct)
Footnotes (3)
- F1. Employee Stock Option granted pursuant to the Alamo Group Inc. 2015 Incentive Stock Option Plan. The option vests in 5 equal annual installments beginning on February 27, 2021.
- F2. Employee Stock Option granted pursuant to the Alamo Group Inc. 2015 Incentive Stock Option Plan. The option vests in 5 equal annual installments beginning on February 25, 2022.
- F3. Employee Stock Option granted pursuant to the Alamo Group Inc. 2015 Incentive Stock Option Plan. The option vests in 5 equal annual installments beginning on February 25, 2023.
Key Figures
Direct common shares held: 1,559 shares
Option underlying shares (2023 grant): 1,000 shares
Option exercise price (2023 grant): $137.93/share
+5 more
8 metrics
Direct common shares held
1,559 shares
Total shares of common stock held directly after reporting
Option underlying shares (2023 grant)
1,000 shares
Employee stock option at $137.93, expires 2032-02-25
Option exercise price (2023 grant)
$137.93/share
Employee Stock Option (Right to Buy), expiration 2032-02-25
Option underlying shares (2022 grant)
1,000 shares
Employee stock option at $156.38, expires 2031-02-25
Option exercise price (2022 grant)
$156.38/share
Employee Stock Option (Right to Buy), expiration 2031-02-25
Option underlying shares (2021 grant)
300 shares
Employee stock option at $114.53, expires 2030-02-27
Option exercise price (2021 grant)
$114.53/share
Employee Stock Option (Right to Buy), expiration 2030-02-27
Holding entries reported
4 entries
Four holding entries with unknown transaction codes in Form 3
Key Terms
Employee Stock Option (Right to Buy), Alamo Group Inc. 2015 Incentive Stock Option Plan, vests in 5 equal annual installments, beneficial ownership
4 terms
Employee Stock Option (Right to Buy) financial
"security_title: "Employee Stock Option (Right to Buy)""
Alamo Group Inc. 2015 Incentive Stock Option Plan financial
"Employee Stock Option granted pursuant to the Alamo Group Inc. 2015 Incentive Stock Option Plan."
vests in 5 equal annual installments financial
"The option vests in 5 equal annual installments beginning on February 27, 2021."
beneficial ownership financial
"Form 3 is an initial statement of beneficial ownership by an insider."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Alamo Group (ALG) insider Andrew Wayne Sefzik report in this Form 3?
Andrew Wayne Sefzik reported his initial ownership in Alamo Group, including 1,559 common shares held directly and several employee stock options. The filing lists existing holdings rather than new purchases or sales, establishing his baseline equity position as an executive.
What stock options does Andrew Wayne Sefzik hold in Alamo Group (ALG)?
He holds three employee stock option grants covering 1,000, 1,000 and 300 underlying common shares. The exercise prices are $137.93, $156.38 and $114.53 per share, with expirations in 2032, 2031 and 2030, all reported as directly owned derivative positions.
When do Andrew Wayne Sefzik’s Alamo Group (ALG) stock options vest?
Each option grant vests in five equal annual installments. According to the footnotes, vesting begins on February 27, 2021 for one grant, February 25, 2022 for another, and February 25, 2023 for the third, spreading vesting over multiple years.
Does this Alamo Group (ALG) Form 3 show any stock purchases or sales?
The Form 3 does not show any buy or sell transactions; it only records existing holdings. Transaction data classify all entries as holdings, with zero buy, sell or exercise counts, making this a baseline disclosure rather than a trading report.
What is the exercise period for Andrew Wayne Sefzik’s Alamo Group (ALG) options?
His employee stock options are exercisable until expiration dates in 2030, 2031 and 2032. The underlying grants relate to Alamo Group’s 2015 Incentive Stock Option Plan, with each grant vesting annually over five years before final expiration.
AI-generated analysis. How Rhea-AI works. Not financial advice.
