STOCK TITAN

Director at Align Technology (ALGN) receives 1,745 shares from RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALIGN TECHNOLOGY INC director George J. Morrow reported a routine equity compensation event. On May 20, 2026, 1,745 Restricted Stock Units (RSUs) granted on May 21, 2025 fully vested and were converted into an equal number of shares of common stock delivered to him.

Following this RSU vesting, he directly holds 5,036 shares of Align Technology common stock. In addition, 3,273 shares are held indirectly through a family trust. The filing shows no share sales or tax-withholding dispositions, and no remaining derivative position from this RSU grant.

Positive

  • None.

Negative

  • None.
Insider MORROW GEORGE J
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 1,745 $0.00 --
Exercise Common Stock 1,745 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 5,036 shares (Direct, null); Common Stock — 3,273 shares (Indirect, By Family Trust)
Footnotes (1)
  1. [object Object]
RSUs vested 1,745 shares 100% of RSUs granted May 21, 2025 vested May 20, 2026
Direct holdings after transaction 5,036 shares Common stock directly owned after RSU vesting
Indirect holdings via family trust 3,273 shares Common stock held indirectly by Family Trust
Exercise price of RSUs $0.00 per share Conversion or exercise price for vested RSUs
Derivative position after vesting 0 RSUs Restricted Stock Units remaining after 1,745 vested
Restricted Stock Units financial
"100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Family Trust financial
"Common Stock ... indirect ... nature_of_ownership: "By Family Trust""
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MORROW GEORGE J

(Last)(First)(Middle)
C/O ALIGN TECHNOLOGY, INC.
410 N. SCOTTSDALE ROAD, SUITE 1300

(Street)
TEMPE ARIZONA 85288

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALIGN TECHNOLOGY INC [ ALGN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026M1,745A$05,036D
Common Stock3,273IBy Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/20/2026M1,745 (1) (1)Common Stock1,745$00D
Explanation of Responses:
1. 100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026 and shares were delivered to the Reporting Person.
/s/ Julie Ann Coletti, Attorney-in-Fact for George J. Morrow05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Align Technology (ALGN) report for George J. Morrow?

Align Technology director George J. Morrow reported RSU vesting that delivered 1,745 common shares. The event reflects routine equity compensation rather than an open-market purchase or sale, with no cash sale proceeds or tax-withholding dispositions disclosed in the filing.

How many Align Technology shares did George J. Morrow receive from RSU vesting?

He received 1,745 Align Technology common shares when his Restricted Stock Units vested. The RSUs were granted on May 21, 2025 and vested in full on May 20, 2026, converting into the same number of shares at a zero exercise price.

What are George J. Morrow’s Align Technology share holdings after this Form 4?

After the RSU vesting, George J. Morrow directly owns 5,036 Align Technology common shares. The filing also reports 3,273 shares held indirectly through a family trust, giving investors a view of both his direct and indirect equity exposure.

Did George J. Morrow sell any Align Technology (ALGN) shares in this Form 4?

The Form 4 does not report any sales of Align Technology shares by George J. Morrow. It only shows an RSU exercise/vesting that delivered 1,745 shares, with no accompanying sale, gift, or tax-withholding dispositions on the reported date.

What does the RSU footnote in George J. Morrow’s Align Technology filing explain?

The footnote explains that 100% of the Restricted Stock Units granted on May 21, 2025 vested on May 20, 2026. Upon vesting, shares of Align Technology common stock were delivered to the reporting person, clarifying that this transaction is compensation-related.