Align Technology (ALGN) director gets new RSU grant and shares delivered

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Dallas Kevin J reported acquisition or exercise transactions in this Form 4 filing.

Align Technology director Kevin J. Dallas reported routine equity compensation activity. On May 20, 2026, 1,745 restricted stock units granted on May 21, 2025 fully vested and were settled in shares of common stock delivered to him. The same day, he received a new award of 1,836 restricted stock units that will vest on the earlier of May 20, 2027 or the date of the next annual meeting of stockholders, assuming continued service. Following these transactions, Dallas directly holds 16,168 shares of Align Technology common stock, and the new RSUs represent additional potential future shares upon vesting.

Insider Trade Summary

1,745 shares exercised/converted

Mixed 3 txns

Insider Dallas Kevin J

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,745	$0.00	--
Grant/Award	Restricted Stock Units	1,836	$0.00	--
Exercise	Common Stock	1,745	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 16,168 shares (Direct, null)

Footnotes (1)

100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026 and shares were delivered to the Reporting Person. 100% of the RSUs granted on May 20, 2026 will become vested on the earlier of (i) May 20, 2027 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

Key Figures

RSUs vested into shares: 1,745 shares New RSU grant: 1,836 RSUs Shares held after transactions: 16,168 shares +1 more

4 metrics

RSUs vested into shares 1,745 shares RSUs granted May 21, 2025; vested May 20, 2026

New RSU grant 1,836 RSUs Granted May 20, 2026 to director Kevin J. Dallas

Shares held after transactions 16,168 shares Align Technology common stock held directly after May 20, 2026

New RSU vesting date May 20, 2027 Or earlier at next annual meeting of stockholders

Key Terms

Restricted Stock Units, vested, derivative security, annual meeting of stockholders

4 terms

Restricted Stock Units financial

"100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vested financial

"100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026"

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

annual meeting of stockholders financial

"will become vested on the earlier of (i) May 20, 2027 or (ii) the date of the next annual meeting of stockholders"

Form 4 Insider Transactions: What Each Field Means →

05/22/2026 - 07:10 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dallas Kevin J

(Last)

(First)

(Middle)

C/O ALIGN TECHNOLOGY, INC.

410 N. SCOTTSDALE ROAD, SUITE 1300

(Street)

TEMPE

ARIZONA

85288

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALIGN TECHNOLOGY INC [ ALGN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/20/2026		M		1,745	A	$0	16,168	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	05/20/2026		M			1,745	⁽¹⁾	⁽¹⁾	Common Stock	1,745	$0	0	D
Restricted Stock Units	⁽²⁾	05/20/2026		A		1,836		⁽²⁾	⁽²⁾	Common Stock	1,836	$0	1,836	D

Explanation of Responses:

1. 100% of the restricted stock units ("RSUs") granted on May 21, 2025 vested on May 20, 2026 and shares were delivered to the Reporting Person.

2. 100% of the RSUs granted on May 20, 2026 will become vested on the earlier of (i) May 20, 2027 or (ii) the date of the next annual meeting of stockholders. Shares will be delivered to the Reporting Person on such vesting date assuming the continued service of the Reporting Person on such vesting date.

	/s/ Julie Ann Coletti, Attorney-in-Fact for Kevin J. Dallas	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Align Technology (ALGN) director Kevin J. Dallas report?

Kevin J. Dallas reported vesting of 1,745 restricted stock units into Align Technology common shares and received a new grant of 1,836 restricted stock units. Both actions are equity compensation events, not open-market stock purchases or sales.

How many Align Technology (ALGN) shares does Kevin J. Dallas hold after this Form 4?

After these transactions, Kevin J. Dallas directly holds 16,168 shares of Align Technology common stock. This total reflects delivery of shares from vested restricted stock units reported in the filing as routine director compensation.

What happened to the restricted stock units granted to Kevin J. Dallas in 2025 at Align Technology (ALGN)?

Restricted stock units granted to Kevin J. Dallas on May 21, 2025 became 100% vested on May 20, 2026. The vested 1,745 units were settled in Align Technology common shares delivered to him, completing that prior award’s vesting schedule.

What are the vesting terms for Kevin J. Dallas’s new RSU grant at Align Technology (ALGN)?

The 1,836 restricted stock units granted on May 20, 2026 will vest on the earlier of May 20, 2027 or the date of the next annual meeting of stockholders, provided Kevin J. Dallas continues his service through the vesting date.

Does Kevin J. Dallas’s latest Form 4 for Align Technology (ALGN) show any stock sales?

The Form 4 does not show any open-market stock sales by Kevin J. Dallas. It reports an RSU vesting into 1,745 common shares and a new grant of 1,836 restricted stock units as equity compensation awards.