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Allegiant Travel Co (ALGT) CFO uses 260 shares to pay taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Allegiant Travel Co’s President & CFO Neal Robert James satisfied tax obligations by returning 260 shares of common stock that had vested from a restricted stock grant. The company effectively repurchased these shares at $105.09 per share for tax withholding, leaving him with 35,989 directly held shares.

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Insider Neal Robert James
Role President & CFO
Type Security Shares Price Value
Tax Withholding Common Stock F1, F2 260 $105.09 $27K
Holdings After Transaction: Common Stock — 35,989 shares (Direct)
Footnotes (2)
  1. F1. Beneficial owner granted shares of restricted stock with vesting over time. Upon vesting, beneficial owner returned to Company a portion of the vested shares for tax withholding purposes.
  2. F2. Shares of restricted stock effectively repurchased by Company at $105.09 per share to fund beneficial owner's required tax withholding.
Shares used for tax withholding 260 shares Restricted stock returned to Allegiant Travel Co to cover tax obligations
Effective repurchase price $105.09 per share Price at which restricted shares were effectively repurchased by the company
Shares held after transaction 35,989 shares Direct common stock holdings of Neal Robert James following the tax-withholding disposition
restricted stock financial
"Beneficial owner granted shares of restricted stock with vesting over time."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
tax withholding financial
"Returned to Company a portion of the vested shares for tax withholding purposes."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
beneficial owner financial
"Beneficial owner granted shares of restricted stock with vesting over time."
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
effectively repurchased financial
"Shares of restricted stock effectively repurchased by Company at $105.09 per share."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Neal Robert James report for ALGT?

Neal Robert James, Allegiant Travel Co’s President & CFO, reported a tax-withholding disposition of 260 shares of common stock. The shares came from vested restricted stock and were returned to the company to cover tax obligations at a price of $105.09 per share.

How many Allegiant Travel Co (ALGT) shares were used to cover taxes and at what price?

To cover tax withholding, 260 shares of Allegiant Travel Co common stock were effectively repurchased by the company at $105.09 per share. These shares originated from previously granted restricted stock that vested over time before being used for the tax payment.

How many Allegiant Travel Co (ALGT) shares does Neal Robert James hold after this transaction?

After the tax-withholding disposition, Neal Robert James directly holds 35,989 shares of Allegiant Travel Co common stock. This figure reflects his position following the return of 260 vested restricted shares to the company for payment of his required tax withholding.

Was Neal Robert James’s ALGT transaction an open-market sale?

No, the transaction was not an open-market sale. It was a tax-withholding disposition where the company effectively repurchased 260 restricted shares at $105.09 per share to fund the executive’s tax obligations triggered by the vesting of restricted stock.

What type of stock was involved in the ALGT insider tax-withholding transaction?

The transaction involved restricted stock that had been previously granted to Neal Robert James and vested over time. Upon vesting, 260 shares were returned to Allegiant Travel Co, which effectively repurchased them at $105.09 per share to cover tax withholding.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neal Robert James

(Last)(First)(Middle)
1201 N TOWN CENTER DR

(Street)
LAS VEGAS NEVADA 89144

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Allegiant Travel CO [ ALGT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President & CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026F260(1)D$105.09(2)35,989D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Beneficial owner granted shares of restricted stock with vesting over time. Upon vesting, beneficial owner returned to Company a portion of the vested shares for tax withholding purposes.
2. Shares of restricted stock effectively repurchased by Company at $105.09 per share to fund beneficial owner's required tax withholding.
Robert B. Goldberg, under power of attorney08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)