Alignment Healthcare CMO proposes 36,000-share sale

The planned sale is described as a sale-to-cover rather than a discretionary trade, with the final share count determined by withholding rates and the sale-date stock price.

Rhea-AI Filing Summary

Alignment Healthcare, Inc. (ALHC) lists a proposed sale of 36,000 common shares by Hyong (Ken) Kim, M.D., its Chief Medical Officer, with an aggregate market value of $305,280 and an approximate sale date of October 6, 2026. The transaction is described as a sale-to-cover, not a discretionary trade; the actual number of shares sold will be determined by applicable tax withholding rates and the stock price at the time of sale. The shares were acquired through vesting of 85,034 restricted stock units on October 4, 2023, under the issuer’s 2021 Equity Incentive Plan.

Key Figures

Common shares listed for sale: 36,000 shares Aggregate market value: $305,280 Issuer shares outstanding: 207,435,149 shares +1 more

4 metrics

Common shares listed for sale 36,000 shares Approximate sale date: October 6, 2026

Aggregate market value $305,280 Shares listed for sale

Issuer shares outstanding 207,435,149 shares Number of shares outstanding shown in the notice

Restricted stock units vested 85,034 shares Vested October 4, 2023, under the 2021 Equity Incentive Plan

Key Terms

sale-to-cover transaction, restricted stock units, Rule 144

3 terms

sale-to-cover transaction financial

"sale-to-cover transaction and does not represent a discretionary trade"

restricted stock units financial

"acquired through the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 144 regulatory

"definition of “person” in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ALHC shares are listed for sale, and when?

The notice lists 36,000 common shares for sale, with an aggregate market value of $305,280 and an approximate sale date of October 6, 2026. The transaction is described as a sale-to-cover, and the actual number sold will be determined by applicable tax withholding rates and the stock price at the time of sale.

How did Hyong (Ken) Kim acquire the ALHC shares listed for sale?

The shares were acquired through the vesting of 85,034 restricted stock units on October 4, 2023, under Alignment Healthcare’s 2021 Equity Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 05:15 PM Accepted by SEC EDGAR 10/05/2026 - 05:14 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001993255
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Alignment Healthcare, Inc.
SEC File Number
Address of Issuer	1100 W. Town & Country Road Suite 1600 Orange CALIFORNIA 92868
Phone	844-310-2247
Name of Person for Whose Account the Securities are To Be Sold	Hyong (Ken) Kim, M.D.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Chief Medical Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	E-Trade Finance PO Box 101600 Arlington VA 22210-4600	36000	305280	207435149	10/06/2026	Nasdaq Stock Market

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	10/04/2023	The Common Stock was acquired through the vesting of restricted stock units granted on 10/04/2023 under the Issuer's 2021 Equity Incentive Plan	Alignment Healthcare, Inc. (Issuer)			85034	10/04/2023	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Shares sold pursuant to a sale-to-cover transaction and does not represent a discretionary trade by the reporting person. Actual number of shares sold will be determined based on applicable tax withholding rates and stock price at the time of sale.
Date of Notice	10/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Hyong (Ken) Kim, M.D.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)