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Affiliate of Alignment Healthcare (NASDAQ: ALHC) files to sell 38,226 RSU shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Alignment Healthcare, Inc. filed a Form 144 reporting proposed sales of Common Stock by an affiliate. The filing lists 25,000 shares acquired upon vesting of restricted stock units on 03/13/2024 and 13,226 shares acquired upon vesting of restricted stock units on 03/13/2025. The securities are identified as shares held at a brokerage account at E-Trade Finance and were granted under the issuer's 2021 Equity Incentive Plan.

Positive

  • None.

Negative

  • None.

Insights

Form 144 notifies proposed affiliate sales of vested RSU shares.

The filing lists proposed dispositions of 25,000 shares (vested 03/13/2024) and 13,226 shares (vested 03/13/2025), both arising from restricted stock unit vesting under the 2021 Equity Incentive Plan. The broker of record is shown as E-Trade Finance.

Form 144 is a regulatory notice required for certain affiliate sales; the filing shows intended sales but does not state sale prices, buyers, or settlement timing. Subsequent transaction reports (e.g., Form 4) will show execution details if and when the sales occur.

These entries reflect routine post-vesting dispositions rather than new grants.

The shares cited were acquired through RSU vesting on 03/13/2024 and 03/13/2025, indicating compensation-originated holdings being positioned for sale. The filing does not indicate new issuances or plan changes.

Impact depends on whether the affiliate completes open-market sales; the filing itself is administrative and does not change outstanding share counts in this excerpt.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does Alignment Healthcare's (ALHC) Form 144 disclose?

It discloses proposed sales of 25,000 and 13,226 Common Stock shares. These shares were acquired via RSU vesting on 03/13/2024 and 03/13/2025, respectively, and are held at E-Trade Finance under the 2021 Equity Incentive Plan.

Who is selling the shares reported on the ALHC Form 144?

An affiliate of Alignment Healthcare is the reported seller, holding the shares at E-Trade Finance. The filing identifies the securities as resulting from RSU vesting under the company's 2021 Equity Incentive Plan.

Does the Form 144 show sale prices or buyers for ALHC shares?

No: the Form 144 lists the number of shares proposed for sale but does not state sale prices or buyers. Execution details and prices would appear in subsequent transactional filings if sales occur.

Are the shares in the Form 144 new issuances from Alignment Healthcare?

No: the filing shows shares were acquired through the vesting of restricted stock units on 03/13/2024 and 03/13/2025, indicating compensation-originated shares rather than newly issued shares at filing.

Will the Form 144 change Alignment Healthcare's outstanding share count?

The Form 144 itself is a notice of proposed resale and does not alter outstanding shares. Any change to outstanding shares would occur only if and when sales settle and are reported in follow-up filings.
Alignment Healthcare, Inc.

NASDAQ:ALHC

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