ALHC filer Dawn Maroney (ALHC) plans 5,000-share sale after prior 10b5-1 trades

Rhea-AI Filing Summary

A shareholder associated with ALHC filed a Rule 144 notice indicating an intention to sell 5,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate value of $67,300. These shares relate to RSU/PSU awards dated September 25, 2020.

Within the past three months, the same filer executed 10b5-1 plan sales of common stock totaling 237,068 shares, including 177,068 shares for $3,687,990.22 on July 15, 2026, and two 30,000‑share sales for $586,424.50 and $482,567.00.

Key Figures

Planned shares to be sold: 5,000 shares Planned sale value: $67,300.00 10b5-1 sale on 07/15/2026: 177,068 shares for $3,687,990.22 +2 more

5 metrics

Planned shares to be sold 5,000 shares Common stock under Rule 144 notice

Planned sale value $67,300.00 Aggregate market value for 5,000 shares

10b5-1 sale on 07/15/2026 177,068 shares for $3,687,990.22 Common stock sold under 10b5-1 plan

10b5-1 sale on 06/15/2026 30,000 shares for $586,424.50 Common stock sold under 10b5-1 plan

10b5-1 sale on 05/15/2026 30,000 shares for $482,567.00 Common stock sold under 10b5-1 plan

Key Terms

10b5-1, RSU, PSU, Executive Financial Services

4 terms

10b5-1 regulatory

"10b5-1 Sales for DAWN MARONEY 1100 W. Town and Country Road"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

RSU financial

"Common | 09/25/2020 | RSU/PSU | Issuer"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

PSU financial

"Common | 09/25/2020 | RSU/PSU | Issuer"

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

What does the ALHC Form 144 filing by Dawn Maroney disclose?

The filing discloses an intention to sell 5,000 shares of ALHC common stock under Rule 144 through Morgan Stanley Smith Barney LLC Executive Financial Services, with an indicated value of $67,300.00.

How many ALHC shares does the filer plan to sell under this Form 144?

The filer plans to sell 5,000 shares of ALHC common stock. The planned sale is valued at $67,300.00 and is associated with RSU/PSU awards granted on September 25, 2020.

What recent 10b5-1 plan sales of ALHC stock were reported for Dawn Maroney?

Three 10b5-1 sales were reported: 177,068 shares for $3,687,990.22 on July 15, 2026, and two sales of 30,000 shares each for $586,424.50 and $482,567.00 on June 15 and May 15, 2026.

Which broker is handling the planned ALHC stock sale in this Form 144?

The planned sale of 5,000 ALHC shares is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What type of ALHC securities are involved in the Form 144 and prior grants?

The Form 144 concerns common stock linked to equity awards classified as RSU/PSU granted on September 25, 2020. The past 10b5-1 sales also involved ALHC common stock.

On which market is the ALHC common stock referenced in this Form 144 traded?

The common stock referenced in the Form 144 is identified as traded on NASDAQ. The filing ties this NASDAQ-listed common stock to both the planned 5,000-share sale and recent 10b5-1 sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 04:39 PM Accepted by SEC EDGAR 08/14/2026 - 04:34 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	67300.00	207435149	08/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/25/2020	RSU/PSU	Issuer			5000	09/25/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DAWN MARONEY 1100 W. Town and Country Road Suite 1600 Orange CA 92868	Common	07/15/2026	177068	3687990.22
10b5-1 Sales for DAWN MARONEY 1100 W. Town and Country Road Suite 1600 Orange CA 92868	Common	06/15/2026	30000	586424.50
10b5-1 Sales for DAWN MARONEY 1100 W. Town and Country Road Suite 1600 Orange CA 92868	Common	05/15/2026	30000	482567.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)