STOCK TITAN

Director at Alignment Healthcare (ALHC) awarded 14,273 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

McCarthy Margaret M reported acquisition or exercise transactions in this Form 4 filing.

Alignment Healthcare, Inc. director Margaret M. McCarthy reported receiving a grant of 14,273 restricted stock units (RSUs), each representing one share of common stock. All RSUs will vest on the one-year anniversary of the grant date if she continues serving on the Board of Directors. Following this award, she directly holds 144,441 shares. She has elected to defer receipt of the underlying shares until she separates from service as a director or a change of control of the company occurs.

Positive

  • None.

Negative

  • None.
Insider McCarthy Margaret M
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 14,273 $0.00 --
Holdings After Transaction: Common Stock — 144,441 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McCarthy Margaret M

(Last) (First) (Middle)
1100 W. TOWN & COUNTRY RD.
SUITE 1600

(Street)
ORANGE CA 92868

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alignment Healthcare, Inc. [ ALHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/13/2026 A 14,273(1) A $0 144,441 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents 14,273 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares until separation of service as a director (or, if earlier, until a change of control of the Company).
Remarks:
/s/ Christopher J. Joyce, as Attorney-in-Fact, for Margaret M. McCarthy 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ALHC director Margaret McCarthy report in this Form 4 filing?

Director Margaret M. McCarthy reported receiving 14,273 restricted stock units in Alignment Healthcare common stock. These RSUs were granted as compensation and increase her direct holdings to 144,441 shares after the transaction, according to the Form 4 insider report.

How many Alignment Healthcare (ALHC) RSUs were granted to Margaret McCarthy?

Margaret McCarthy was granted 14,273 restricted stock units, each representing one share of Alignment Healthcare common stock. The award was recorded at a price of $0.00 per unit, reflecting a compensation grant rather than an open-market purchase transaction.

When will Margaret McCarthy’s 14,273 RSUs in ALHC vest?

All 14,273 restricted stock units will vest on the one-year anniversary of the grant date. Vesting is contingent on her continuing to serve as a member of Alignment Healthcare’s Board of Directors through that anniversary, as specified in the filing footnote.

What are Margaret McCarthy’s total ALHC share holdings after this RSU grant?

After the RSU award, Margaret McCarthy holds 144,441 Alignment Healthcare common shares directly. This figure includes the impact of the 14,273 restricted stock units reported in the transaction and reflects her direct ownership position following the grant.

Did Margaret McCarthy pay cash for the 14,273 Alignment Healthcare RSUs?

No, the Form 4 shows a transaction price of $0.00 per restricted stock unit. This indicates the 14,273 RSUs were granted as a compensation award, rather than acquired through an open-market cash purchase on a stock exchange.

When will Margaret McCarthy receive the underlying ALHC shares from these RSUs?

She elected to defer receipt of the underlying shares until she separates from service as a director or a change of control of Alignment Healthcare occurs. Even after vesting, the actual share delivery will follow this deferral election.