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[Form 4/A] Alight, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Alight, Inc. (ticker ALIT) filed an amended Form 4 to correct CEO and Director David D. Guilmette’s post-transaction share count. On 07/02/2025 the executive satisfied tax-withholding obligations related to previously vested RSUs by authorising the company to withhold 8,325 Class A shares at an implied price of $5.92 (Transaction Code F – no open-market sale). After the adjustment, his direct beneficial ownership stands at 1,043,187 shares, which now properly includes 48,703 shares that had been inadvertently omitted in the original 07/07/2025 filing. The amendment has no impact on Alight’s operations or financial results but clarifies insider ownership levels, a factor some investors track as a signal of management alignment.

Positive

  • Corrected disclosure raises reported insider ownership by 48,703 shares, providing more accurate alignment data for investors.

Negative

  • 8,325 shares were relinquished to cover taxes, technically an insider disposition, although no open-market sale occurred.

Insights

TL;DR: Routine amendment; insider still holds ~1.0 M shares; minimal market impact.

The filing corrects an administrative error, increasing reported ownership by 48,703 shares without any cash transaction. The 8,325-share withholding is standard when RSUs vest and therefore does not signal a discretionary sale. Insider ownership of roughly one million shares (≈0.2% of diluted shares outstanding) remains intact, supporting management–shareholder alignment. Because there is no change to fundamentals, guidance or strategy, I regard the disclosure as informational only.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guilmette David D

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/07/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/02/2025 F 8,325(1) D $5.92 1,043,187(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
This Form 4/A is being filed to amend and restate the original Form 4 filed by the Reporting Person on July 7, 2025 to correct the number of shares reported as beneficially owned after the reported transaction, which inadvertently omitted 48,703 shares previously reported by the Reporting Person. The number in Column 5 of Table I reflects the amount beneficially owned (including restricted stock units scheduled to vest in the future) as of July 7, 2025 after the reported transaction.
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 07/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Alight (ALIT) disclose in the amended Form 4?

It corrected CEO David Guilmette’s share count, adding 48,703 previously omitted shares after a tax-related withholding transaction.

How many ALIT shares does the CEO now own?

Following the amendment, Guilmette directly beneficially owns 1,043,187 shares, including RSUs scheduled to vest.

Was there an open-market sale by the insider?

No. The 8,325 shares were withheld by the company solely to pay tax on vested RSUs (Transaction Code F).

Does the filing affect Alight’s earnings or guidance?

No. The amendment is administrative and has no impact on the company’s financial performance or outlook.

Why is accurate insider ownership important to investors?

Higher verified insider stakes can signal management’s confidence and better alignment with shareholder interests.
Alight Inc

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1.04B
500.85M
3.85%
105.14%
6.01%
Software - Application
Services-business Services, Nec
Link
United States
LINCOLNSHIRE