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[Form 4] Alight, Inc. / Delaware Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Russell P. Fradin, a director of Alight, Inc. (ALIT), reported a transaction on a Form 4 related to his board compensation. On 09/30/2025 he elected to receive a quarterly board retainer in the form of stock rather than cash, resulting in the acquisition of 15,337 shares of Class A common stock at a closing price of $3.26 per share (the closing price on that date). The award was the cash-equivalent of a $50,000 quarterly retainer divided by the closing price and rounded down to whole shares. Following the transaction, Mr. Fradin beneficially owns 175,328 shares, which includes restricted stock units scheduled to vest in the future. The Form 4 was signed by an attorney-in-fact and filed with the SEC.

Positive

  • 15,337 shares granted to align director compensation with shareholder value
  • $50,000 cash retainer converted to equity under the 2021 Omnibus Incentive Plan

Negative

  • None.

Insights

Routine director equity election aligns compensation with shareholder outcomes.

Receiving a quarterly retainer in shares instead of cash is a common corporate governance practice that ties a director's pay to the company's equity performance. The disclosure shows the award was calculated by dividing a $50,000 retainer by the closing price of $3.26 on 09/30/2025, producing 15,337 shares.

This is a non‑derivative issuance and does not, by itself, indicate any change in control or extraordinary dilution; the Form 4 also notes existing restricted stock units included in the post-transaction beneficial ownership total of 175,328 shares.

Transaction is a disclosed, compensatory share award, not an open-market trade.

The Form 4 records an A (acquisition) code for 15,337 Class A shares granted under the Alight, Inc. 2021 Omnibus Incentive Plan in lieu of a cash retainer. The grant price equals the reported closing market price ($3.26), consistent with plan-based compensatory issuances.

Because the filing specifies the award method and includes post-transaction holdings, investors can reconcile the grant amount and ongoing restricted units, making the event transparent and routine rather than material market-moving information.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FRADIN RUSSELL P

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 S. CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/30/2025 A 15,337(1) A $3.26 175,328(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Quarterly award of shares elected in lieu of cash retainer of $50,000 for service as a member of the Board of Directors and granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan. The number of shares granted was calculated by dividing the cash retainer by $3.26, the closing price of the Issuer's ordinary shares on September 30, 2025 and rounding down to the next whole share.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Russell P. Fradin report on Form 4 for ALIT?

Mr. Fradin reported acquiring 15,337 shares on 09/30/2025 as a quarterly board retainer elected in stock.

How was the number of shares calculated for the ALIT award?

The number was calculated by dividing a $50,000 cash retainer by the closing price of $3.26 on 09/30/2025 and rounding down.

What is Mr. Fradin's beneficial ownership after the reported transaction?

The Form 4 reports beneficial ownership of 175,328 shares, which includes restricted stock units scheduled to vest.

Was this Form 4 transaction part of a compensation plan?

Yes. The award was granted pursuant to the Alight, Inc. 2021 Omnibus Incentive Plan.

Who filed the Form 4 and when was it signed?

The Form 4 was signed by an attorney-in-fact, John A. Mikowski, and the signature date is 10/02/2025.
Alight Inc

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1.04B
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Software - Application
Services-business Services, Nec
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United States
LINCOLNSHIRE