[Form 4] Alight, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Alight, Inc. (ALIT) director Robert A. Lopes Jr. submitted a Form 4 reporting two open-market purchases of the company’s Class A common stock.

• 06-Aug-2025: 3,000 shares bought at $4.40.
• 07-Aug-2025: 2,000 shares bought at $4.3997.

The transactions total 5,000 shares (≈ $22k) and raise Lopes’ direct ownership to 65,951 shares, which the filing notes include restricted stock units scheduled to vest in the future. All shares are held directly; no sales, derivative trades, or 10b5-1 plan indications were disclosed. The filing was made by a single reporting person and signed on 08-Aug-2025 by an attorney-in-fact.

Positive

• Director acquired 5,000 shares, increasing direct holdings to 65,951 shares and demonstrating alignment with shareholders.
• Purchases were open-market buys at approximately $4.40, suggesting discretionary confidence rather than automatic equity grants.

Negative

• None.

Insights

Securities Analyst

TL;DR: Director bought 5k ALIT shares, lifting stake to 65,951; modest insider purchase signals incremental confidence.

The purchase is small in dollar terms but meaningful given recent price levels around $4.40. It increases direct holdings by roughly 8% and, because it was executed in the open market rather than via options or a 10b5-1 plan, may reflect the director’s discretionary conviction in ALIT’s valuation. No accompanying sales or hedges temper the signal. Insider buying, while not definitive, is typically interpreted positively by investors seeking alignment between management and shareholder interests.

Corporate Governance Expert

TL;DR: Filing shows clean, straightforward insider buy with no red flags or complex structures.

Lopes is a non-executive director; thus, his purchase reduces concerns around insider information asymmetry compared with executive trades. The inclusion of RSUs clarifies that future vesting is part of his total stake, improving transparency. Absence of derivative positions or indirect ownership channels simplifies monitoring of his incentives. Overall, governance implications are neutral-to-positive: increased skin-in-the-game and clear disclosure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lopes Robert A. Jr.

(Last) (First) (Middle)

C/O ALIGHT, INC.

320 S. CANAL STREET, SUITE 5000

(Street)

CHICAGO IL 60606

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/06/2025		P		3,000	A	$4.4	63,951(1)	D
Class A Common Stock	08/07/2025		P		2,000	A	$4.3997	65,951(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes restricted stock units scheduled to vest in the future.

Remarks:

	/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many ALIT shares did Robert A. Lopes Jr. purchase?

The Form 4 shows purchases totaling 5,000 shares.

What prices were paid for the ALIT shares?

Shares were bought at $4.40 on 06-Aug-2025 and $4.3997 on 07-Aug-2025.

What is Lopes' total ALIT ownership after the transaction?

Following the trades, he beneficially owns 65,951 shares, including unvested RSUs.

Did the filing report any derivative or option transactions?

No. Table II is blank; only direct stock purchases were reported.

Is the transaction part of a Rule 10b5-1 plan?

The form does not indicate that the purchases were executed under a 10b5-1 plan.

What is Robert A. Lopes Jr.'s role at Alight, Inc.?

He is listed as a Director of the company.