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ALL Form 4: Suren Gupta Vesting Conversion and Share Sale Details

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Suren Gupta, an officer of The Allstate Corporation (ALL), reported transactions on 09/06/2025 converting 13,898 previously awarded restricted stock units (RSUs) into 13,898 common shares under the 2019 Equity Incentive Plan without payment of consideration. After that conversion the filing shows 107,188 shares beneficially owned directly.

The filing also reports a sale of 6,157 shares on 09/06/2025 at an average price of $201.53, reducing direct ownership to 101,031 shares. Indirect holdings include 1,330 shares held via a 401(k) plan and 7 shares via VVG Holdings LLC. The Form 4 is signed by an attorney-in-fact and reflects routine equity compensation and an open-market disposition.

Positive

  • Conversion of RSUs into shares (13,898) completed without cash payment, reflecting vesting of previously awarded equity
  • Transparent reporting of both direct and indirect holdings including 401(k) and VVG Holdings LLC
  • Sale price disclosed for the disposition: $201.53 for 6,157 shares

Negative

  • Net decrease in direct holdings from 107,188 to 101,031 shares following the reported sale
  • No information on purpose of sale (e.g., tax withholding or diversification) is provided in the filing

Insights

TL;DR: Routine RSU conversion and partial sale; no new compensation granted and modest net change in direct holdings.

The reported conversion of 13,898 RSUs into common shares and a concurrent open-market sale of 6,157 shares at $201.53 are typical Section 16 reporting events tied to equity compensation and liquidity. The net effect decreased direct holdings from 107,188 to 101,031 shares. There is no indication of additional grants, loans, or derivative positions created; indirect holdings remain small. For investors, this filing documents insider activity but does not convey new company-wide material information.

TL;DR: Disclosure appears complete and compliant; conversion and sale align with typical post-vesting actions.

The Form 4 discloses a conversion of vested RSUs to common stock under the company plan and a contemporaneous sale. The filing identifies the reporting person as an officer (President, Enterprise Solutions) and includes indirect ownership via a 401(k) and an entity. Signature by an attorney-in-fact is properly provided. There are no flags in the filing text that suggest non-compliance or undisclosed arrangements based on the provided content.

Insider Gupta Suren
Role Insider
Type Security Shares Price Value
Exercise Restricted Stock Units 13,898 $0.00 --
Exercise Common Stock 13,898 $0.00 --
Tax Withholding Common Stock 6,157 $201.53 $1.24M
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 107,188 shares (Direct); Common Stock — 1,330 shares (Indirect, By 401(k) Plan)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gupta Suren
(Last) (First) (Middle)
C/O THE ALLSTATE CORPORATION
3100 SANDERS ROAD
(Street)
NORTHBROOK IL 60062-7154
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLSTATE CORP [ ALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
President,Enterprise Solutions
3. Date of Earliest Transaction (Month/Day/Year)
09/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/06/2025 M 13,898 A (1) 107,188 D
Common Stock 09/06/2025 F 6,157 D $201.53 101,031 D
Common Stock 1,330 I By 401(k) Plan
Common Stock 7 I VVG Holdings LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/06/2025 M 13,898 09/06/2025 09/06/2025 Common Stock 13,898 (1) 0 D
Explanation of Responses:
1. Conversion of previously awarded Restricted Stock Units (RSUs) into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2019 Equity Incentive Plan.
/s/ Meghan E. Jauhar, attorney-in-fact for Suren Gupta 09/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Suren Gupta report on Form 4 for ALL?

The filing reports conversion of 13,898 RSUs into common shares and a sale of 6,157 shares on 09/06/2025.

How many shares did Suren Gupta own after the transactions?

Following the reported transactions, the filing shows 101,031 shares beneficially owned directly.

At what price were shares sold according to the Form 4?

The sale of 6,157 shares was reported at an average price of $201.53.

Were any RSUs converted to shares without payment?

Yes. The conversion of 13,898 RSUs into an equal number of common shares occurred without payment under The Allstate Corporation 2019 Equity Incentive Plan.

Does the filing show indirect holdings?

Yes. Indirect holdings include 1,330 shares held via a 401(k) plan and 7 shares via VVG Holdings LLC.