Allegion (ALLE) CFO exercises options, sells 3,184 shares in 10b5-1 trades
Rhea-AI Filing Summary
Allegion plc SVP and CFO Michael J. Wagnes exercised stock options for 1,716 shares at $71.835 and 1,468 shares at $86.93, receiving the same number of ordinary shares. He then sold 1,716 and 1,468 ordinary shares at $150.98 per share. All exercises and sales were executed under a Rule 10b5-1 trading plan adopted on September 12, 2025.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and Sale: 3,184 shares ($230K approx. pre-tax spread)
Exercise and Sale
6 txns
Insider
Wagnes Michael J.
Role
SVP and CFO
Sold
3,184 shs ($481K)
Approx. gross sale proceeds
$481K
Approx. exercise cost
$251K
Approx. pre-tax spread
$230K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) F1, F3 | 1,716 | $0.00 | $0.00 |
| Exercise | Stock Option (Right to Buy) F1, F4 | 1,468 | $0.00 | $0.00 |
| Exercise | Ordinary Shares F1 | 1,716 | $71.835 | $123K |
| Sale | Ordinary Shares F2 | 1,716 | $150.98 | $259K |
| Exercise | Ordinary Shares F1 | 1,468 | $86.93 | $128K |
| Sale | Ordinary Shares F2 | 1,468 | $150.98 | $222K |
Holdings After Transaction:
Stock Option (Right to Buy) — 0 shares (Direct);
Ordinary Shares — 31,299 shares (Direct)
Footnotes (4)
- F1. The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2025.
- F2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2025.
- F3. A stock option that vested in equal annual installments on February 13, 2018, February 13, 2019, and February 13, 2020, and is exercisable.
- F4. A stock option that vested in equal annual installments on February 22, 2019, February 22, 2020, and February 22, 2021, and is exercisable.
Key Figures
Options exercised 1: 1,716 shares at $71.835
Options exercised 2: 1,468 shares at $86.93
Shares sold 1: 1,716 shares at $150.98
+2 more
5 metrics
Options exercised 1
1,716 shares at $71.835
Stock option (right to buy) converting into ordinary shares on July 23, 2026
Options exercised 2
1,468 shares at $86.93
Stock option (right to buy) converting into ordinary shares on July 23, 2026
Shares sold 1
1,716 shares at $150.98
Sale of ordinary shares on July 23, 2026
Shares sold 2
1,468 shares at $150.98
Sale of ordinary shares on July 23, 2026
10b5-1 plan adoption date
September 12, 2025
Date Michael J. Wagnes adopted the Rule 10b5-1 trading plan
Key Terms
Rule 10b5-1 trading plan, Stock Option (Right to Buy, Ordinary Shares, Exercise or conversion of derivative security
4 terms
Rule 10b5-1 trading plan regulatory
"The option exercises reported were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Stock Option (Right to Buy financial
"security_title: Stock Option (Right to Buy) with specified exercise prices"
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Allegion (ALLE) SVP and CFO Michael J. Wagnes report in this Form 4?
Michael J. Wagnes reported option exercises and share sales in Allegion plc stock. He exercised options for 1,716 and 1,468 shares, then sold the same numbers of ordinary shares on July 23, 2026, all under a pre-established Rule 10b5-1 plan.
What stock options did Michael J. Wagnes exercise in Allegion (ALLE)?
He exercised two sets of stock options converting into ordinary shares. One covered 1,716 shares at an exercise price of $71.835 with expiration February 13, 2027. The other covered 1,468 shares at an exercise price of $86.93 with expiration February 22, 2028.
Were the Allegion (ALLE) transactions by Michael J. Wagnes under a Rule 10b5-1 plan?
Yes. Footnotes state that both the option exercises and the share sales were effected pursuant to a Rule 10b5-1 trading plan. This plan was adopted by Michael J. Wagnes on September 12, 2025, providing a pre-arranged framework for these trades.
What role does Michael J. Wagnes hold at Allegion (ALLE) in this Form 4?
Michael J. Wagnes is identified as Allegion plc’s Senior Vice President and Chief Financial Officer. The Form 4 reports his personal transactions in Allegion securities, including option exercises and subsequent sales of ordinary shares executed on July 23, 2026.
What are the vesting details of the Allegion (ALLE) options exercised by Michael J. Wagnes?
The options for 1,716 shares vested in equal annual installments on February 13, 2018, 2019, and 2020. The options for 1,468 shares vested in equal annual installments on February 22, 2019, 2020, and 2021, and were exercisable at the reported dates.