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Allogene Therapeutics (ALLO): Frazier funds disclose 5.6% ownership and affiliated stakes

(Neutral)
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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Allogene Therapeutics, Inc. received an amended Schedule 13G filing reporting the beneficial ownership of its Common Stock by multiple Frazier Life Sciences investment entities and two individuals. The filing states that Frazier Life Sciences Public Fund, L.P. directly holds 19,445,046 shares of Common Stock, representing 5.6% of the class, based on 345,154,561 shares outstanding as of May 11, 2026.

Additional Frazier Life Sciences funds directly hold 306,906, 753,251, and 1,941,465 shares, with related ownership percentages of 0.1%, 0.2%, and 0.6%, respectively. James N. Topper and Patrick J. Heron share voting and investment power over the 306,906 shares held by Frazier Life Sciences X, L.P., while the filing includes customary disclaimers that it does not constitute an admission of beneficial ownership beyond what is specifically described.

Positive

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Negative

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FLSPF Shares Owned 19,445,046 shares Common Stock directly held by Frazier Life Sciences Public Fund, L.P.
FLSPF Ownership Percentage 5.6% Percent of Allogene Common Stock class held by FLSPF
Shares Outstanding 345,154,561 shares Allogene Common Stock outstanding as of May 11, 2026 per Form 10-Q
FLS X Shares Owned 306,906 shares Common Stock directly held by Frazier Life Sciences X, L.P. (0.1%)
FLS XI Shares Owned 753,251 shares Common Stock directly held by Frazier Life Sciences XI, L.P. (0.2%)
FLS XII Shares Owned 1,941,465 shares Common Stock directly held by Frazier Life Sciences XII, L.P. (0.6%)
beneficial owner regulatory
"the beneficial owner of any securities covered by this /A"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
shared voting power regulatory
"6 | Shared Voting Power 19,445,046.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
shared dispositive power regulatory
"8 | Shared Dispositive Power 19,445,046.00"
Schedule 13G regulatory
"for the purposes of Section 13(d) and/or Section 13(g) of the Act"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
CUSIP No. financial
"CUSIP No.: 019770106"

FAQ

What ownership stake in Allogene Therapeutics (ALLO) does Frazier Life Sciences Public Fund report?

Frazier Life Sciences Public Fund, L.P. reports 19,445,046 shares of Allogene Common Stock, representing 5.6% of the outstanding class. This percentage is based on 345,154,561 shares outstanding as of May 11, 2026, per Allogene’s Form 10-Q.

How many Allogene (ALLO) shares are outstanding for the percentage calculations in this Schedule 13G/A?

The reported ownership percentages are based on 345,154,561 shares of Allogene Common Stock outstanding as of May 11, 2026. That share count comes from Allogene’s Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.

What Allogene (ALLO) holdings are reported by other Frazier Life Sciences funds in this filing?

Frazier Life Sciences X, XI, and XII funds report 306,906, 753,251, and 1,941,465 Allogene shares, respectively. These positions correspond to ownership of 0.1%, 0.2%, and 0.6% of the outstanding Common Stock, using the same 345,154,561-share base.

What role do James N. Topper and Patrick J. Heron have in the Allogene (ALLO) stake reported?

James N. Topper and Patrick J. Heron share voting and investment power over 306,906 Allogene shares held by Frazier Life Sciences X, L.P.. The filing notes these shares are directly held by that fund, with Topper and Heron as members of its general partner FHMLS X, L.L.C.

Does the Schedule 13G/A for Allogene (ALLO) attribute sole or shared voting power to the Frazier entities?

The Frazier entities report 0 shares with sole voting or dispositive power and only shared voting and dispositive power over their Allogene holdings. For example, Frazier Life Sciences Public Fund shows 19,445,046 shares with shared voting and shared dispositive power.

What disclaimers about beneficial ownership appear in the Allogene (ALLO) Schedule 13G/A?

The filing states that, except as specifically described, it should not be construed as an admission that any Reporting Person is the beneficial owner of the securities reported or a member of a “group” for Section 13(d) or 13(g) purposes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





019770106

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The amounts reported in rows 6, 8 and 9 represent shares held directly by Frazier Life Sciences X, L.P. The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The amounts reported in rows 6, 8 and 9 represent shares held directly by Frazier Life Sciences X, L.P. The percentage listed in row 11 is calculated based on 345,154,561 shares of Common Stock outstanding on May 11, 2026, as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on May 13, 2026.


SCHEDULE 13G



Frazier Life Sciences Public Fund, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLSP, L.L.C., GP of FHMLSP, L.P., GP of Frazier Life Sciences Public Fund, L.P.
Date:08/14/2026
FHMLSP, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLSP, L.L.C., GP of FHMLSP, L.P.
Date:08/14/2026
FHMLSP, L.L.C.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLSP, L.L.C.
Date:08/14/2026
Frazier Life Sciences X, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS X, L.L.C., GP of FHMLS X, L.P., GP of Frazier Life Sciences X, L.P.
Date:08/14/2026
FHMLS X, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS X, L.L.C., GP of FHMLS X, L.P.
Date:08/14/2026
FHMLS X, L.L.C.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS X, L.L.C.
Date:08/14/2026
Frazier Life Sciences XI, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS XI, L.L.C., GP of FHMLS XI, L.P., GP of Frazier Life Sciences XI, L.P.
Date:08/14/2026
FHMLS XI, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS XI, L.L.C., GP of FHMLS XI, L.P.
Date:08/14/2026
FHMLS XI, L.L.C.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS XI, L.L.C.
Date:08/14/2026
Frazier Life Sciences XII, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS XII, L.L.C., GP of FHMLS XII, L.P., GP of Frazier Life Sciences XII, L.P.
Date:08/14/2026
FHMLS XII, L.P.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS XII, L.L.C., GP of FHMLS XII, L.P.
Date:08/14/2026
FHMLS XII, L.L.C.
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, CFO of FHMLS XII, L.L.C.
Date:08/14/2026
James N. Topper
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, Attorney-in-Fact for James N. Topper, pursuant to a Power of Attorney, a copy of which was filed with the SEC on January 27, 2026
Date:08/14/2026
Patrick J. Heron
Signature:/s/ Jennifer Martin
Name/Title:By Jennifer Martin, Attorney-in-Fact for Patrick Heron, pursuant to a Power of Attorney, a copy of which was filed with the SEC on January 27, 2026
Date:08/14/2026
Exhibit Information

Exhibit 99.1 Joint Filing Agreement (incorporated by reference to Exhibit 99.1 to Schedule 13G filed on April 23, 2026)