Welcome to our dedicated page for Ally Finl SEC filings (Ticker: ALLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ally Financial Inc. (NYSE: ALLY) files a broad range of reports and exhibits with the U.S. Securities and Exchange Commission that document its activities as a financial services company. This page aggregates Ally’s SEC filings and pairs them with AI-powered summaries to help readers interpret the information contained in complex documents.
Ally’s filings include current reports on Form 8-K that disclose material events such as the adoption of a multi-year share repurchase program authorizing up to $2.0 billion of common stock repurchases, quarterly and second-quarter earnings results, preliminary operating results, and the issuance of fixed-to-floating rate senior notes under a shelf registration statement on Form S-3. These 8-Ks also cover governance items, including the retirement of directors and changes in roles such as Chief Accounting Officer and Controller.
Through its registration statements and related exhibits, Ally provides details on debt offerings and capital structure. For example, it files underwriting agreements with investment banks, forms of notes, executive committee actions authorizing offerings, legal opinions, and consents. These materials explain the terms of senior notes and the indenture framework under which they are issued. Investors can use this information to understand Ally’s funding profile and obligations.
Filings also identify Ally’s common stock, par value $0.01 per share, as trading on the New York Stock Exchange under the symbol ALLY, and they describe preferred stock series such as the 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B and Series C. Dividend declarations on these securities are disclosed in press releases and may be referenced in related filings.
On this page, real-time updates from EDGAR are combined with AI-generated explanations that highlight key points in Ally’s 8-Ks, registration-related documents, and other reports. The goal is to make it easier to locate information on earnings announcements, capital actions like share repurchases and debt offerings, governance changes, and the structure of Ally’s equity and preferred securities without reading every filing line by line.
Ally Financial Inc. reports a broad 2025 business overview as a large digital-focused financial services company with
Ally Bank held
The filing details an extensive U.S. regulatory regime, including Bank Holding Company and Financial Holding Company status, Basel III capital rules, stress tests, capital planning, resolution planning, brokered deposit limits, FDIC insurance assessments, and consumer protection laws. It also highlights human capital: about 10,300 employees, high engagement scores of 84 versus a 77 financial-services benchmark, and retention around 85% in 2025.
Ally Financial filed a Form 13F reporting institutional holdings valued at $818,991,833 across 110 reported positions. The filing lists 2 other included managers and was signed on 02-13-2026.
Ally Financial’s Chief Legal & Corporate Affairs officer Hope Mehlman reported routine equity-related transactions. On January 30, 2026, the company withheld 282 shares of common stock valued at $42.30 per share to cover taxes on vesting restricted stock units.
On February 3, 2026, Mehlman acquired 23,405 shares of common stock at $42.30 per share, representing restricted stock units that will settle in Ally common stock when they vest. After these transactions, she directly beneficially owned 102,900 shares of Ally common stock.
Ally Financial Inc. reported insider equity transactions by Douglas R. Timmerman, President of DFS. On January 30, 2026, the company withheld a total of 10,292 shares of common stock (in three transactions of 3,836, 3,596, and 2,860 shares) to cover his tax obligations on vesting restricted stock units, using a per-share market value of $42.30 as of January 28, 2026.
On February 3, 2026, Timmerman acquired 41,135 restricted stock units that, when vested, may be settled only in Ally common stock, also valued at $42.30 per share. Following these transactions, he directly beneficially owns 517,302 shares of Ally common stock.
Ally Financial Inc. executive Kathleen L. Patterson, Chief HR & Corporate Citizenship, reported routine equity compensation activity. On February 3, 2026, she acquired 18,618 shares of common stock through restricted stock units that may be settled only in Ally common shares.
On January 30, 2026, the company withheld blocks of 2,876, 2,032, and 1,785 common shares to cover her tax obligations tied to earlier RSU vesting, at a reference price of $42.30 per share. After these transactions, she directly owned 111,659 Ally shares.
Ally Financial’s President - Corporate Finance, William Cadik Hall Jr., reported equity compensation and related tax withholdings. On February 3, 2026, he acquired 27,483 shares of common stock through restricted stock units at a reference value of $42.30 per share, bringing his direct holdings to 216,993 shares.
On January 30, 2026, the company withheld 5,107, 4,261, and 3,936 shares of common stock to cover his tax obligations from previously reported restricted stock unit vesting, all valued at $42.30 per share.
Ally Financial VP, CAO, and Controller Austin Thomas McGrath reported equity compensation and related tax withholdings. On February 3, 2026, he acquired 27,897 shares of common stock at $42.30 per share through the vesting of restricted stock units that are settled in Ally common stock.
On January 30, 2026, the company withheld 189, 103, and 81 shares of common stock at $42.30 per share to cover his tax obligations from a prior restricted stock unit vesting. After these transactions, he owned 30,098 shares directly, plus 447 shares held indirectly by his children and 300 shares held indirectly by his spouse.
Ally Financial’s Chief Financial Officer reports equity compensation activity and updated holdings. On 02/03/2026, Russell E. Hutchinson acquired 38,298 restricted stock units of Ally common stock, valued using a per share market price of
On 01/30/2026, the company withheld 5,318 and 4,449 shares of common stock to cover his tax obligations on previously reported restricted stock unit vesting, also using
Ally Financial’s Chief Risk Officer Stephanie N. Richard reported equity transactions in company stock. On January 30, 2026, Ally withheld 1,703, 2,021 and 1,705 shares of common stock to cover her tax obligations on vesting restricted stock units, using a per-share market value of $42.3 as of January 28, 2026.
On February 3, 2026, she acquired 18,972 restricted stock units that, when vested, may be settled only in Ally common shares, at the same $42.3 reference value, bringing her directly held common stock to 98,927 shares.
Ally Financial Inc. Chief Executive Officer and director Michael George Rhodes reported routine equity compensation-related transactions in company stock. On January 30, 2026, 10,765 shares of common stock were withheld by Ally to cover his tax obligations tied to vesting restricted stock units at a per-share value of $42.3. On February 3, 2026, he acquired 99,291 shares of common stock, representing vested restricted stock units that are settled in Ally shares at the same $42.3 per-share market value. Following these transactions, Rhodes directly owned 379,473 shares of Ally common stock and indirectly held an additional 49,434 shares through a trust of which he is the sole beneficiary.