Director at ALUMIS (NASDAQ: ALMS) receives RSU and option grants
Rhea-AI Filing Summary
ALUMIS INC. director Yao Zhengbin reported equity compensation grants, acquiring both restricted stock units and stock options rather than making any open‑market trades. He received 3,553 shares of Common Stock as a restricted stock unit (RSU) award at no cash cost.
He also received a stock option covering 15,528 shares of Common Stock at an exercise price of $28.14 per share, expiring on June 29, 2036. After the grants, he directly holds 27,082 Common shares. Both the RSUs and options vest on the first anniversary of the grant date, and will in any case be fully vested by the issuer’s 2027 annual stockholder meeting, with accelerated vesting upon a qualifying Change in Control, all subject to his continuous service under the company’s 2024 Equity Incentive Plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 3,553 shares
Net Buy
2 txns
Insider
Yao Zhengbin
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option (Right to Buy) | 15,528 | $0.00 | $0.00 |
| Grant/Award | Common Stock | 3,553 | $0.00 | $0.00 |
Holdings After Transaction:
Stock Option (Right to Buy) — 15,528 shares (Direct);
Common Stock — 27,082 shares (Direct)
Footnotes (2)
- F1. Represents shares of common stock issuable upon settlement of a restricted stock unit ("RSU") grant. The shares underlying this RSU vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.
- F2. The shares underlying this option vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Plan) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.
Key Figures
RSU grant: 3,553 shares
Option grant size: 15,528 shares
Option exercise price: $28.14 per share
+2 more
5 metrics
RSU grant
3,553 shares
Restricted stock unit award of Common Stock
Option grant size
15,528 shares
Stock option covering Common Stock
Option exercise price
$28.14 per share
Conversion or exercise price for stock option
Option expiration
June 29, 2036
Expiration date of stock option grant
Shares held after grant
27,082 shares
Total Common Stock directly owned after transactions
Key Terms
restricted stock unit ("RSU"), Change in Control, 2024 Equity Incentive Plan
3 terms
restricted stock unit ("RSU") financial
"Represents shares of common stock issuable upon settlement of a restricted stock unit ("RSU") grant."
Change in Control financial
"will vest in full upon a Change in Control (as defined in the Plan)"
A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.
2024 Equity Incentive Plan financial
"Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan"))"
FAQ
What did ALMS director Yao Zhengbin acquire in this Form 4 filing?
Director Yao Zhengbin received equity compensation, not open-market trades. He was granted 3,553 RSU shares of ALUMIS common stock and a stock option for 15,528 shares, all as awards with no cash purchase price.
What are the key terms of Yao Zhengbin’s new stock options in ALUMIS (ALMS)?
He received a stock option on 15,528 shares of ALUMIS common stock with an exercise price of $28.14 per share and an expiration date of June 29, 2036, granted as compensation under the company’s 2024 Equity Incentive Plan.
When do the new RSUs for ALUMIS (ALMS) director Yao Zhengbin vest?
The 3,553 RSU shares vest on the first anniversary of the grant date and will in any case be fully vested by ALUMIS’s 2027 annual stockholder meeting, subject to his continuous service and the terms of the 2024 Equity Incentive Plan.
What are the vesting conditions for the new ALUMIS (ALMS) stock options?
The option over 15,528 shares vests on the first anniversary of the grant date and will be fully vested by the 2027 annual stockholder meeting, with full vesting upon a qualifying Change in Control, subject to continuous service under the company’s 2024 Equity Incentive Plan.
Does the ALUMIS (ALMS) Form 4 show any stock sales by Yao Zhengbin?
No stock sales are reported. The Form 4 shows grant/award acquisitions only: RSUs and stock options granted at no purchase price, rather than any open-market purchases or sales of ALUMIS common stock by the director.
AI-generated analysis. How Rhea-AI works. Not financial advice.
