Alumis Inc. (ALMS) officer sells 2,692 shares in tax sell-to-cover trade
Rhea-AI Filing Summary
Alumis Inc. executive Roy C. Hardiman, Chief Business & Strategy Officer, reported selling 2,692 shares of Common Stock on August 3, 2026 at a weighted average price of $26.37 per share. The sale was effected under the company’s policy requiring sell-to-cover transactions to satisfy tax obligations from the vesting and settlement of restricted stock units granted on July 29, 2025 and, according to the disclosure, does not represent a discretionary sale. After this transaction, he holds 207,746 shares directly, including 1,037 shares acquired on November 20, 2025 and 3,000 shares acquired on May 20, 2026 under the 2024 Employee Stock Purchase Plan, and 6,417 shares are held indirectly by his daughter residing in his primary residence.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 2,692 shares
Net Sell
2 txns
Insider
Hardiman Roy C.
Role
Chief Business & Strategy Ofcr
Sold
2,692 shs ($71K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F1, F2, F3 | 2,692 | $26.37 | $71K |
| holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 207,746 shares (Direct);
Common Stock — 6,417 shares (Indirect, By Daughter)
Footnotes (4)
- F1. The sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy tax obligations of the Reporting Person incurred with the vesting and settlement of restricted stock units granted on July 29, 2025, and does not represent a discretionary sale by the Reporting Person.
- F2. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.62 to $26.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3. Includes 1,037 shares acquired on November 20, 2025 and 3,000 shares acquired on May 20, 2026 under the Issuer's 2024 Employee Stock Purchase Plan.
- F4. Shares are held directly by the daughter of Reporting Person residing in his primary residence.
Key Figures
Shares sold: 2,692 shares
Weighted average sale price: $26.37 per share
Sale price range: $25.62–$26.42 per share
+4 more
7 metrics
Shares sold
2,692 shares
Common Stock sold on August 3, 2026 in a tax-related transaction
Weighted average sale price
$26.37 per share
Average price for the 2,692 shares sold on August 3, 2026
Sale price range
$25.62–$26.42 per share
Range of prices for multiple sale transactions on August 3, 2026
Direct holdings after sale
207,746 shares
Common Stock directly owned by Roy C. Hardiman after the reported sale
Indirect holdings by daughter
6,417 shares
Common Stock held indirectly through his daughter residing in his primary residence
ESPP acquisition 1
1,037 shares
Shares acquired on November 20, 2025 under the 2024 Employee Stock Purchase Plan
ESPP acquisition 2
3,000 shares
Shares acquired on May 20, 2026 under the 2024 Employee Stock Purchase Plan
Key Terms
sell-to-cover, weighted average sale price, restricted stock units, Employee Stock Purchase Plan
4 terms
sell-to-cover financial
"policy requiring sell-to-cover to satisfy tax obligations of the Reporting Person"
Sell-to-cover is when part of newly issued or exercised company stock is immediately sold to pay required taxes and fees, so the recipient keeps the remaining shares. For investors this matters because it reduces the number of shares insiders or employees actually hold after a grant, can create small, routine share sales that aren’t signal of cashing out, and slightly increases share supply on the market—like selling a portion of a paycheck to cover the tax bill.
weighted average sale price financial
"The reported price in Column 4 is a weighted average sale price."
restricted stock units financial
"tax obligations ... incurred with the vesting and settlement of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Employee Stock Purchase Plan financial
"acquired ... under the Issuer's 2024 Employee Stock Purchase Plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What transaction did ALMS insider Roy C. Hardiman report on this Form 4?
Roy C. Hardiman reported selling 2,692 shares of Alumis Inc. Common Stock on August 3, 2026 at a weighted average price of $26.37 per share. The shares were sold in multiple transactions within a price range and were connected to vested restricted stock units.
Was Roy C. Hardiman’s ALMS stock sale a discretionary transaction?
The reported sale was not a discretionary transaction. It was executed under Alumis Inc.’s policy requiring sell-to-cover trades to satisfy tax obligations arising from the vesting and settlement of restricted stock units granted on July 29, 2025, as specifically stated in the disclosure.
What ESPP acquisitions are included in Roy C. Hardiman’s ALMS direct holdings?
His post-transaction direct holdings of 207,746 shares include 1,037 shares acquired on November 20, 2025 and 3,000 shares acquired on May 20, 2026. Both acquisitions were made under Alumis Inc.’s 2024 Employee Stock Purchase Plan, as noted in the footnotes.