[Form 3] Aeluma, Inc. Initial Statement of Beneficial Ownership
Aeluma's Chief Financial Officer, Christopher P. Stewart, reported direct beneficial ownership of equity awards consisting of 110,000 stock options with an exercise price of $21.04 and 55,000 restricted stock units (RSUs). The options vest 25% after 12 months then monthly over 36 months and expire 10 years after the vesting date. The RSUs vest 25% after the first fiscal quarter following the 12-month anniversary, then quarterly thereafter, and each RSU converts to one share at settlement.
Il Chief Financial Officer di Aeluma, Christopher P. Stewart, ha dichiarato la titolarità diretta di attribuzioni azionarie composte da 110,000 stock options con un prezzo di esercizio di $21.04 e da 55,000 restricted stock units (RSU). Le opzioni maturano per il 25% dopo 12 mesi, poi progressivamente ogni mese nell'arco di 36 mesi, e scadono 10 anni dopo la data di maturazione. Le RSU maturano per il 25% dopo il primo trimestre fiscale successivo all'anniversario dei 12 mesi, poi trimestralmente; ogni RSU si converte in una azione al momento della liquidazione.
El director financiero de Aeluma, Christopher P. Stewart, declaró la propiedad directa de otorgamientos de capital que consisten en 110,000 opciones sobre acciones con un precio de ejercicio de $21.04 y en 55,000 unidades restringidas de acciones (RSU). Las opciones consolidan el 25% después de 12 meses y el resto se consolida mensualmente durante 36 meses; vencen 10 años después de la fecha de consolidación. Las RSU consolidan el 25% tras el primer trimestre fiscal posterior al aniversario de 12 meses y, a partir de entonces, trimestralmente; cada RSU se convierte en una acción en el momento del pago.
Aeluma의 최고재무책임자(CFO) Christopher P. Stewart는 직접적인 실질 보유를 다음과 같이 보고했습니다: 110,000 스톡옵션(행사가격 $21.04)과 55,000 제한주식단위(RSU). 옵션은 12개월 후 25%가 베스팅되며 이후 36개월 동안 매월 추가로 베스팅되고, 베스팅일로부터 10년 후에 만료됩니다. RSU는 12개월 기념일 이후 첫 회계분기 종료 시점에 25%가 베스팅되고 그 이후로는 분기별로 베스팅되며, 각 RSU는 결제 시 1주로 전환됩니다.
Le directeur financier d'Aeluma, Christopher P. Stewart, a déclaré la propriété bénéficiaire directe d'attributions de capitaux comprenant 110,000 options d'achat au prix d'exercice de $21.04 et 55,000 unités d'actions restreintes (RSU). Les options acquièrent 25% après 12 mois, puis le solde mensuellement sur 36 mois, et expirent 10 ans après la date d'acquisition. Les RSU acquièrent 25% après le premier trimestre fiscal suivant l'anniversaire des 12 mois, puis trimestriellement; chaque RSU se convertit en une action lors du règlement.
Der Chief Financial Officer von Aeluma, Christopher P. Stewart, meldete die unmittelbare wirtschaftliche Inhaberschaft an Aktienzuwendungen bestehend aus 110,000 Aktienoptionen mit einem Ausübungspreis von $21.04 und 55,000 Restricted Stock Units (RSU). Die Optionen werden zu 25% nach 12 Monaten fällig, danach monatlich über 36 Monate, und verfallen 10 Jahre nach dem Vesting-Datum. Die RSU werden zu 25% nach dem ersten Geschäftsjahresquartal nach dem 12‑Monats-Jahrestag fällig und anschließend vierteljährlich; jede RSU wird bei Abwicklung in eine Aktie umgewandelt.
- Reporting person is identified as Chief Financial Officer Christopher P. Stewart with direct beneficial ownership reported
- Equity awards disclosed: 110,000 stock options and 55,000 RSUs, providing clear alignment between executive and shareholders
- Vesting and conversion mechanics are specified: 25% after 12 months, then monthly (options) or quarterly (RSUs), and each RSU converts to one common share
- None.
Insights
TL;DR: Routine Form 3 discloses CFO equity awards totaling 165,000 units; standard multi-year vesting and a $21.04 exercise price.
The filing reports direct ownership by the CFO of 110,000 options and 55,000 RSUs, with the options exercisable at $21.04. Vesting is staggered (25% after 12 months, then monthly or quarterly increments) and the options expire 10 years after vesting. This is a standard executive compensation disclosure and, on its face, is informational rather than materially transformative to the company’s capital structure.
TL;DR: Disclosure shows governance transparency and alignment via equity awards to the CFO, using customary vesting mechanics.
The Form 3 identifies the reporting person as the Chief Financial Officer and documents direct beneficial ownership of both options and RSUs. The detailed vesting schedule and the conversion of RSUs to one share each are explicitly stated, supporting clarity for shareholders. The disclosure is consistent with standard governance practices for executive incentive alignment and routine SEC reporting requirements.
Il Chief Financial Officer di Aeluma, Christopher P. Stewart, ha dichiarato la titolarità diretta di attribuzioni azionarie composte da 110,000 stock options con un prezzo di esercizio di $21.04 e da 55,000 restricted stock units (RSU). Le opzioni maturano per il 25% dopo 12 mesi, poi progressivamente ogni mese nell'arco di 36 mesi, e scadono 10 anni dopo la data di maturazione. Le RSU maturano per il 25% dopo il primo trimestre fiscale successivo all'anniversario dei 12 mesi, poi trimestralmente; ogni RSU si converte in una azione al momento della liquidazione.
El director financiero de Aeluma, Christopher P. Stewart, declaró la propiedad directa de otorgamientos de capital que consisten en 110,000 opciones sobre acciones con un precio de ejercicio de $21.04 y en 55,000 unidades restringidas de acciones (RSU). Las opciones consolidan el 25% después de 12 meses y el resto se consolida mensualmente durante 36 meses; vencen 10 años después de la fecha de consolidación. Las RSU consolidan el 25% tras el primer trimestre fiscal posterior al aniversario de 12 meses y, a partir de entonces, trimestralmente; cada RSU se convierte en una acción en el momento del pago.
Aeluma의 최고재무책임자(CFO) Christopher P. Stewart는 직접적인 실질 보유를 다음과 같이 보고했습니다: 110,000 스톡옵션(행사가격 $21.04)과 55,000 제한주식단위(RSU). 옵션은 12개월 후 25%가 베스팅되며 이후 36개월 동안 매월 추가로 베스팅되고, 베스팅일로부터 10년 후에 만료됩니다. RSU는 12개월 기념일 이후 첫 회계분기 종료 시점에 25%가 베스팅되고 그 이후로는 분기별로 베스팅되며, 각 RSU는 결제 시 1주로 전환됩니다.
Le directeur financier d'Aeluma, Christopher P. Stewart, a déclaré la propriété bénéficiaire directe d'attributions de capitaux comprenant 110,000 options d'achat au prix d'exercice de $21.04 et 55,000 unités d'actions restreintes (RSU). Les options acquièrent 25% après 12 mois, puis le solde mensuellement sur 36 mois, et expirent 10 ans après la date d'acquisition. Les RSU acquièrent 25% après le premier trimestre fiscal suivant l'anniversaire des 12 mois, puis trimestriellement; chaque RSU se convertit en une action lors du règlement.
Der Chief Financial Officer von Aeluma, Christopher P. Stewart, meldete die unmittelbare wirtschaftliche Inhaberschaft an Aktienzuwendungen bestehend aus 110,000 Aktienoptionen mit einem Ausübungspreis von $21.04 und 55,000 Restricted Stock Units (RSU). Die Optionen werden zu 25% nach 12 Monaten fällig, danach monatlich über 36 Monate, und verfallen 10 Jahre nach dem Vesting-Datum. Die RSU werden zu 25% nach dem ersten Geschäftsjahresquartal nach dem 12‑Monats-Jahrestag fällig und anschließend vierteljährlich; jede RSU wird bei Abwicklung in eine Aktie umgewandelt.
FAQ
What did the Aeluma (ALMU) Form 3 report disclose?
What is the exercise price for the reported stock options on the ALMU Form 3?
How do the reported equity awards vest according to the filing?
How many shares do the RSUs represent on the ALMU Form 3?
What is the expiration term for the stock options disclosed?
