STOCK TITAN

Alpex Acquisition (NASDAQ: ALPXU) opens separate trading for ALPX, ALPXW, ALPXR units

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Alpex Acquisition Corporation, a blank check company, announced that holders of its units will be able to trade the underlying securities separately. Beginning on or about July 7, 2026, holders of units may elect to separate them into Class A ordinary shares, warrants, and rights.

After separation, the Class A ordinary shares, warrants, and rights will trade on Nasdaq under the symbols ALPX, ALPXW, and ALPXR, while units that remain bundled will continue to trade under ALPXU. The company confirmed that 11,500,000 units were sold in its initial public offering and that each whole warrant is exercisable at $11.50 per share.

Positive

  • None.

Negative

  • None.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Units sold in IPO 11,500,000 units Units sold in the initial public offering
Warrant exercise price $11.50 per share Each whole redeemable warrant exercisable for one Class A share
Separate trading start date July 7, 2026 Date when unit components may trade separately on Nasdaq
S-1 effectiveness date June 24, 2026 Form S-1 declared effective by the SEC
blank check company financial
"Alpex Acquisition Corporation (the “Company”) (Nasdaq: ALPX), a blank check company, today announced"
A blank check company is a publicly listed shell that raises money from investors before naming a specific business to buy or merge with, similar to handing a cashier a signed check and asking them to fill in the payee later. It matters to investors because it offers a faster, often cheaper path for private firms to become public, but carries extra risk since returns depend on the organizers’ ability to find a good deal and on limited information about the future business.
redeemable Warrants financial
"Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50"
A redeemable warrant is a tradable right that lets its holder buy a company’s shares at a fixed price before a set date, but the issuer has the contract power to cancel (redeem) the warrant early under agreed terms. For investors this matters because early redemption can force decision-making, change the timing of when new shares might be created, and affect potential gains or dilution—much like a store coupon that the issuer can cancel by paying you off instead of letting you use it.
rights financial
"one Right to acquire one-fourth of one Class A ordinary share"
Rights are special privileges that give existing shareholders the opportunity to buy additional shares of a company's stock before they are offered to the public. They help investors maintain their ownership percentage and can be seen as a way to protect their investment stake. Think of rights like a VIP pass allowing current investors to purchase new shares first, ensuring they can preserve their influence in the company.
initial public offering financial
"holders of 11,500,000 units (the “Units”) sold in the Company’s initial public offering"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
forward-looking statements financial
"This press release contains statements that constitute “forward-looking statements,” including with respect to the initial public offering"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
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FAQ

What did Alpex Acquisition Corporation (ALPXU) announce in this 8-K?

Alpex Acquisition Corporation announced that holders of its units can begin separately trading the Class A ordinary shares, warrants, and rights starting July 7, 2026. Units can remain bundled or be split into individually traded securities on the Nasdaq Global Market.

When does separate trading of ALPX, ALPXW, and ALPXR begin for Alpex?

Separate trading of the Class A ordinary shares (ALPX), warrants (ALPXW), and rights (ALPXR) is set to commence on July 7, 2026. Before separation, investors hold combined units; afterward, each component can trade independently on the Nasdaq Global Market.

How many units did Alpex Acquisition Corporation sell in its IPO?

Alpex Acquisition Corporation sold 11,500,000 units in its initial public offering. Each unit consists of one Class A ordinary share, one redeemable warrant, and one right, which can later be separated and traded individually under their respective Nasdaq ticker symbols.

What are the Nasdaq ticker symbols for Alpex’s securities after separation?

After separation, Alpex’s Class A ordinary shares trade as ALPX, the redeemable warrants as ALPXW, and the rights as ALPXR. Units that are not separated continue to trade under the existing unit symbol ALPXU on the Nasdaq Global Market.

What is the exercise price of Alpex Acquisition Corporation’s redeemable warrants?

Each redeemable warrant issued by Alpex Acquisition Corporation is exercisable for one Class A ordinary share at an exercise price of $11.50 per share. These warrants trade on the Nasdaq Global Market under the ticker symbol ALPXW once units are separated.

How can holders of ALPXU units separate their Alpex securities?

Holders of ALPXU units must have their brokers contact the company’s transfer agent, VStock Transfer LLC, to separate units into Class A shares, warrants, and rights. Once processed, each security trades independently under its own Nasdaq ticker symbol.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 30, 2026 (June 30, 2026)

 

Alpex Acquisition Corporation
(Exact name of registrant as specified in its charter)

 

Cayman Islands   001-43369   N/A
(State or other jurisdiction   (Commission File Number)   (IRS Employer
of incorporation)       Identification Number)

 

300 Delaware Ave. Suite 210 #494
Wilmington, DE 19801

(Address of principal executive offices)

 

(302) 251-6637

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act.

 

Title of each class   Trading Symbol   Name of each exchange on which registered
Units, consisting of one Class A ordinary share, $0.0001 par value, one redeemable Warrant to acquire one Class A ordinary share, and one Right to acquire one-fourth of one Class A ordinary share   ALPXU   The Nasdaq Stock Market LLC
Class A ordinary shares, par value $0.0001 per share   ALPX   The Nasdaq Stock Market LLC
Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50   ALPXW   The Nasdaq Stock Market LLC
Rights, each whole right to acquire one-fourth of one Class A ordinary share   ALPXR   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

Item 8.01 Other Events.

 

On June 30, 2026, Alpex Acquisition Corporation (the “Company”) announced that holders of the Company’s units may elect to separately trade the Class A ordinary shares, warrants and rights included in its units, commencing on or about July 7, 2026.

 

The Class A ordinary shares, warrants and rights will trade on the Nasdaq Global Market (“Nasdaq”) under the symbols “ALPX,” “ALPXW,” and “ALPXR,” respectively. Units not separated will continue to trade on Nasdaq under the symbol “ALPXU.”

 

On June 30, 2026, the Company issued a press release announcing the separation of units. A copy of this press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

Exhibit No.   Description of Exhibits
99.1   Press Release dated June 30, 2026

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Alpex Acquisition Corporation
     
  By: /s/ Xiaolin Zheng
  Name:  Xiaolin Zheng
  Title: Chief Executive Officer
     
Date: June 30, 2026    

 

2

Exhibit 99.1

 

Alpex Acquisition Corporation Announces the Separate Trading of its Class A Ordinary Shares, Warrants and Rights, Commencing on July 7, 2026

 

New York, June 30, 2026 (GLOBE NEWSWIRE) -- Alpex Acquisition Corporation (the “Company”) (Nasdaq: ALPX), a blank check company, today announced that, commencing on July 7, 2026, holders of 11,500,000 units (the “Units”) sold in the Company’s initial public offering (the “Offering”), may elect to separately trade the Class A ordinary shares, warrants, and rights included in the Units. Any Units not separated will continue to trade on the NASDAQ Global Market (“NASDAQ”) under the symbol “ALPXU.” Any underlying Class A ordinary shares, warrants, and rights that are separated will trade on the NASDAQ under the symbols “ALPX,” “ALPXW,” and “ALPXR,” respectively. Holders of Units will need to have their brokers contact the Company’s transfer agent, VStock Transfer LLC, in order to separate the holders’ Units into Class A ordinary shares, warrants, and rights.

 

The Units were initially offered by the Company in an underwritten offering. D. Boral Capital LLC acted as the sole book-running manager for the offering. A registration statement on Form S-1 (File No. 333- 294978) relating to these securities was declared effective by the Securities and Exchange Commission (the “SEC”) on June 24, 2026. The Offering was made only by means of a prospectus, copies of which may be obtained from D. Boral Capital LLC, 590 Madison Avenue, 39th Floor, New York, NY 10022, by telephone at +1 (212) 970-5150, by email at dbccapitalmarkets@dboralcapital.com, or from the SEC website at www.sec.gov.

 

This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

 

About Alpex Acquisition Corporation

 

Alpex Acquisition Corporation is a blank check company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination with one or more businesses or entities. The Company’s efforts to identify a prospective target business will not be limited to a particular industry or geographic region.

 

Forward-Looking Statements

 

This press release contains statements that constitute “forward-looking statements,” including with respect to the initial public offering and the anticipated use of the net proceeds. No assurance can be given that the offering discussed above will be completed on the terms described, or at all, or that the net proceeds of the offering will be used as indicated. Forward-looking statements are subject to numerous conditions, many of which are beyond the control of the Company, including those set forth in the Risk Factors section of the Company’s registration statement, preliminary prospectus and final prospectus for the Company’s offering filed with the SEC. Copies are available on the SEC’s website, www.sec.gov. The Company expressly disclaims any obligations or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations with respect thereto or any change in events, conditions or circumstances on which any statement is based, except as required by law.

 

Contact:

 

Alpex Acquisition Corporation

Ying Xu

Chief Financial Officer

executive@alpexacquisitioncorp.com

Filing Exhibits & Attachments

1 document