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Alpex Acquisition Corp (ALPXU) director discloses 20,000 Class B shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Alpex Acquisition Corp director Hua Joy Yi has filed an initial ownership report showing a direct stake in the company. The Form 3 indicates she directly holds 20,000 Class B ordinary shares. According to a footnote, these shares were transferred to her from Hugreat Ltd on June 24, 2026.

Positive

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Negative

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Insights

Routine Form 3 showing a director’s initial 20,000-share stake.

The filing records that director Hua Joy Yi directly owns 20,000 Class B ordinary shares of Alpex Acquisition Corp. A footnote explains they were transferred from Hugreat Ltd on June 24, 2026, establishing her direct position.

This is a standard disclosure of insider holdings rather than a market transaction like an open-market purchase or sale. It simply clarifies the director’s equity stake at this point in time, with no derivative positions reported in this filing.

Insider Hua Joy Yi
Role null
Type Security Shares Price Value
holding Class B Ordinary Shares -- -- --
Holdings After Transaction: Class B Ordinary Shares — 20,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Direct Class B holdings 20,000 shares Total Class B ordinary shares directly owned after transaction
Transfer date June 24, 2026 Date Hugreat Ltd transferred 20,000 Class B shares to Hua Joy Yi
Form type Form 3 Initial statement of beneficial ownership for Alpex Acquisition Corp director
Class B ordinary shares financial
"transferred 20,000 Class B ordinary shares of Alpex Acquisition Corporation"
Class B ordinary shares are a type of ownership stake in a company that typically come with different voting rights or privileges compared to other share classes. For investors, they represent a way to hold part of the company’s value and influence its decisions, often with fewer voting rights than Class A shares. Understanding these shares helps investors assess their level of control and potential returns within a company.
Form 3 regulatory
"Director Hua Joy Yi has filed an initial ownership report showing a direct stake"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"initial statement of beneficial ownership for Alpex Acquisition Corp director"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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FAQ

What does Hua Joy Yi’s Form 3 filing for Alpex Acquisition Corp (ALPXU) report?

The Form 3 reports that director Hua Joy Yi directly owns 20,000 Class B ordinary shares of Alpex Acquisition Corp. This establishes her initial disclosed equity stake as required for insiders under SEC rules.

How did Hua Joy Yi obtain the 20,000 Class B shares of Alpex Acquisition Corp (ALPXU)?

A footnote states that on June 24, 2026, Hugreat Ltd transferred 20,000 Class B ordinary shares of Alpex Acquisition Corp to Hua Joy Yi. As a result of this transfer, she now directly owns those 20,000 shares.

Is Hua Joy Yi’s Form 3 for Alpex Acquisition Corp (ALPXU) a buy or sell transaction?

The Form 3 is an initial ownership report, not an open-market buy or sell. It records that 20,000 Class B ordinary shares were transferred to Hua Joy Yi, giving her a disclosed direct holding, without showing a market trade price.

How many Alpex Acquisition Corp (ALPXU) shares does Hua Joy Yi hold after the reported transfer?

After the reported transfer, Hua Joy Yi holds a total of 20,000 Class B ordinary shares directly. The filing’s position table lists 20,000 shares as her total holdings following the transaction, with no derivative securities shown.

Does the Alpex Acquisition Corp (ALPXU) Form 3 show any options or derivatives for Hua Joy Yi?

No derivative securities are listed for Hua Joy Yi in this Form 3. The filing only shows direct ownership of 20,000 Class B ordinary shares, with the derivative section empty, indicating no reported options or similar instruments here.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Hua Joy Yi

(Last)(First)(Middle)
C/O ALPEX ACQUISITION CORPORATION
300 DELAWARE AVE. SUITE 210 #494

(Street)
WILMINGTON DELAWARE 19801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/25/2026
3. Issuer Name and Ticker or Trading Symbol
Alpex Acquisition Corp [ ALPX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Ordinary Shares20,000(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 24, 2026, Hugreat Ltd transferred 20,000 Class B ordinary shares of Alpex Acquisition Corporation (the "Issuer") to Ms. Joy Yi Hua. As a result, Ms. Hua directly owns 20,000 Class B ordinary shares of the Issuer.
/s/ Joy Yi Hua06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)