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[8-K] ALERUS FINANCIAL CORP Reports Material Event

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(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Alerus Financial Corporation reported voting results from its 2026 Annual Meeting of Stockholders. As of the March 16, 2026 record date, 25,560,231 common shares were outstanding, and holders of 20,654,357 shares, or approximately 80.81%, were represented, establishing a quorum.

Stockholders elected nine directors to serve until the 2027 annual meeting or until successors are elected and qualified. They also approved, on a non-binding advisory basis, 2025 compensation for named executive officers and ratified the appointment of RSM US LLP as independent registered public accounting firm for the year ending December 31, 2026.

Positive

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Negative

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Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Shares outstanding 25,560,231 shares Common stock outstanding as of record date March 16, 2026
Quorum shares represented 20,654,357 shares Shares represented in person or by proxy, approximately 80.81% of outstanding
Say-on-pay votes for 13,525,678 votes Votes for 2025 executive compensation on a non-binding advisory basis
Say-on-pay votes against 462,923 votes Votes against 2025 executive compensation resolution
Auditor ratification votes for 20,405,133 votes Votes for ratifying RSM US LLP as 2026 auditor
Largest director support 13,109,347 votes Votes for director nominee Jeffrey W. Bolton
non-binding advisory basis financial
"For the approval, on a non-binding advisory basis, of the 2025 compensation"
A non-binding advisory basis is guidance or a recommendation offered for informational purposes that does not create legal obligations or guarantees; recipients can accept, modify, or ignore it without contractual consequences. Investors should treat it like a weather forecast for planning—useful for forming expectations and assessing risk, but not a firm promise—so they should verify assumptions, seek confirming information, and avoid relying on it as the sole basis for investment decisions.
broker non-votes financial
"Votes For | Votes Against | Abstentions | Broker Non-Votes"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
independent registered public accounting firm financial
"the Company’s independent registered public accounting firm for the year ending December 31, 2026"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
Definitive Proxy Statement regulatory
"as set forth in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission"
A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.
quorum financial
"which constituted a quorum for the Annual Meeting"
A quorum is the minimum number of members needed to officially hold a meeting or make decisions. It ensures that decisions are made with enough participation to represent the group’s interests, much like a majority must be present for a vote to be valid. For investors, understanding quorum is important because it affects when and how important company or organization decisions can be legally made.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): May 14, 2026
 
Alerus Financial Corporation
(Exact Name of Registrant as Specified in Charter)
 
Delaware
001-39036
45-0375407
(State or Other Jurisdiction of
Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
401 Demers Avenue
Grand Forks, North Dakota 58201
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s telephone number, including area code: (701) 795-3200
 
N/A
(Former Name or Former Address, if Changed Since Last Report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading symbol
 
Name of each exchange on which registered
Common Stock, $1.00 par value per share
 
ALRS
 
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
 
Emerging growth company  
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 
 


 
 

 
 
Item 5.07.
Submission of Matters to a Vote of Security Holders.
 
The 2026 Annual Meeting of Stockholders (the “Annual Meeting”) of Alerus Financial Corporation (the “Company”) was held on May 14, 2026. The record date for determination of stockholders entitled to vote at the Annual Meeting was March 16, 2026. There were 25,560,231 shares of common stock outstanding as of that date, with each such share being entitled to one vote. At the Annual Meeting, the holders of 20,654,357 shares, or approximately 80.81% of the outstanding shares, were represented in person or by proxy, which constituted a quorum for the Annual Meeting. The final results for each of the matters submitted to a vote of stockholders at the Annual Meeting, as set forth in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on April 1, 2026, were as follows:
 
Proposal 1: The election of nine (9) director nominees to serve on the Board of Directors of the Company until the 2027 Annual Meeting of Stockholders or until their successors are duly elected and qualified:
 
Director Nominee
Votes For
Votes Withheld
Broker Non-Votes
Daniel E. Coughlin
12,742,063
1,433,986
6,478,308
Randy L. Newman
10,813,971
3,362,078
6,478,308
Galen G. Vetter         
12,876,320
1,299,729
6,478,308
Katie A. Lorenson
12,952,431
1,223,618
6,478,308
Janet O. Estep
12,299,613
1,876,436
6,478,308
Mary E. Zimmer
12,936,989
1,239,060
6,478,308
Nikki L. Sorum
13,065,204
1,110,845
6,478,308
John Uribe
12,897,761
1,278,288
6,478,308
Jeffrey W. Bolton
13,109,347
1,066,702
6,478,308
 
Proposal 2: For the approval, on a non-binding advisory basis, of the 2025 compensation paid to the Company’s named executive officers:
 
Votes For
Votes Against
Abstentions
Broker Non-Votes
 13,525,678
 462,923
 187,447
 6,478,309
 
Proposal 3: The ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026:
 
Votes For
Votes Against
Abstentions
Broker Non-Votes
 20,405,133
 244,190
 3,648
 1,386
 
Item 9.01.
Financial Statements and Exhibits.
 
(d)  Exhibits
 
Exhibit No.
 
Description
     
104
 
Cover Page Interactive Data File (embedded within the inline XBRL document)
 
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:  May 15, 2026
Alerus Financial Corporation
   
   
 
By:
/s/ Katie A. Lorenson
 
Name:
Katie A. Lorenson
 
Title:
President and Chief Executive Officer
 
 
 

FAQ

What was the quorum at Alerus Financial (ALRS) 2026 annual meeting?

Alerus Financial reached a valid quorum with 20,654,357 shares represented, or approximately 80.81% of the 25,560,231 common shares outstanding as of March 16, 2026. This level of participation allowed all agenda items to be formally considered.

Which directors were elected at Alerus Financial (ALRS) 2026 annual meeting?

Stockholders elected nine directors: Daniel E. Coughlin, Randy L. Newman, Galen G. Vetter, Katie A. Lorenson, Janet O. Estep, Mary E. Zimmer, Nikki L. Sorum, John Uribe, and Jeffrey W. Bolton. Each will serve until the 2027 annual meeting or until a successor is duly elected.

How did Alerus Financial (ALRS) stockholders vote on 2025 executive compensation?

Stockholders approved 2025 compensation for named executive officers on a non-binding advisory basis, with 13,525,678 votes for, 462,923 against, and 187,447 abstentions, plus 6,478,309 broker non-votes. This indicates general support for the company’s executive pay program.

Which auditor did Alerus Financial (ALRS) stockholders ratify for 2026?

Stockholders ratified RSM US LLP as Alerus Financial’s independent registered public accounting firm for the year ending December 31, 2026. The vote totaled 20,405,133 shares for, 244,190 against, and 3,648 abstentions, with 1,386 broker non-votes recorded.

How many Alerus Financial (ALRS) shares were eligible to vote at the 2026 meeting?

Alerus Financial had 25,560,231 shares of common stock outstanding as of March 16, 2026, the record date for the annual meeting. Each share was entitled to one vote on the election of directors, say-on-pay advisory resolution, and auditor ratification proposal.

Filing Exhibits & Attachments

4 documents