Alto Ingredients (ALTO) CLO receives 30,794-share stock award in Form 4

Rhea-AI Filing Summary

Alto Ingredients, Inc. reported that its CLO & Secretary, Graham Auste M, received a grant of 30,794 shares of common stock as a compensation award. The shares were acquired at no cash cost per share. Following this grant, he directly owns 286,075 common shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Graham Auste M

(Last) (First) (Middle)

1300 SOUTH SECOND STREET

(Street)

PEKIN ILLINOIS 61554

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Alto Ingredients, Inc. [ ALTO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/17/2026		A		30,794	A	$0.00	286,075	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Auste M. Graham	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Alto Ingredients (ALTO) report in this Form 4?

Alto Ingredients reported that CLO & Secretary Graham Auste M received a grant of 30,794 shares of common stock. The transaction is coded as an award acquisition, reflecting stock-based compensation rather than an open-market purchase or sale.

Who is the insider involved in the latest Alto Ingredients (ALTO) Form 4?

The insider is Graham Auste M, the Chief Legal Officer and Secretary of Alto Ingredients. He received an equity award of 30,794 common shares, increasing his directly held position to a reported 286,075 shares after the transaction.

Was the Alto Ingredients (ALTO) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a grant or award acquisition, not an open-market purchase. Code “A” and a zero price per share indicate the shares were issued as compensation rather than bought for cash in the market.

How many Alto Ingredients (ALTO) shares does the insider hold after this grant?

After receiving 30,794 awarded shares, CLO & Secretary Graham Auste M directly holds 286,075 shares of Alto Ingredients common stock. This total reflects his post-transaction ownership reported in the filing and indicates his continuing equity stake.

Does the Alto Ingredients (ALTO) Form 4 indicate any insider share sales?

No insider sales are reported in this Form 4. The filing only shows a single acquisition transaction, where 30,794 common shares were granted to the CLO & Secretary as a stock-based compensation award, with no corresponding dispositions disclosed.