ALT5 Sigma (NASDAQ: ALTS) details $WLFI update and special meeting letter

Rhea-AI Filing Summary

ALT5 Sigma Corporation filed an 8-K to furnish two recent press releases. On October 6, 2025, the company issued a release highlighting recent advancements in its $WLFI digital asset ecosystem, which is part of its digital asset treasury operations. On October 8, 2025, it issued a second release containing a letter to stockholders related to the upcoming Special Meeting of Stockholders on October 10, 2025.

The company emphasizes that this information is being furnished, not filed, meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other SEC filings. The report includes a detailed cautionary note that many statements about growth in digital asset treasury operations, adoption and trading of $WLFI tokens, and platform profitability are forward-looking and subject to risks described in its prior Form 10-K and Form 10-Q.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 6, 2025

ALT5 SIGMA CORPORATION

(Exact name of registrant as specified in its charter)

Nevada		000-19621		41-1454591
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

325 E. Warm Spring Road, Suite 102 Las Vegas, NV		89119
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code (702) 997-5968

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock (par value $0.001 per share)		ALTS		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

On October 6, 2025, ALT5 Sigma Corporation (the “Company”) issued a press release highlighting recent advancements in the $WLFI ecosystem. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K (“Current Report”) and incorporated into this Item 7.01 by reference.

On October 8, 2025, the Company issued a press release with a letter to stockholders relating to the Company’s Special Meeting of Stockholders on October 10, 2025. The press release is attached as Exhibit 99.2 to this Current Report and incorporated into this 7.01 by reference.

The information in this Item 7.01 of this Current Report, including the information contained in Exhibit 99.1 and Exhibit 99.2, is being furnished to the U.S. Securities and Exchange Commission (the “Commission” or “SEC”), and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by a specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Description
99.1		Press Release dated October 6, 2025.
99.2		Press Release dated October 8, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS

This Current Report contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The Company intends for such forward-looking statements to be covered by the safe harbor provisions for forward-looking statements contained in Section 27A of the Securities Act and Section 21E of the Exchange Act. All statements other than statements of historical fact are statements that could be deemed forward-looking statements, including, but not limited to, statements regarding the Company’s accelerated growth in digital asset treasury operations, the positioning of the Company in the digital asset treasury sector, the increased adoption of $WLFI tokens will have a positive impact on the Company, the availability of $WLFI for trading on crypto exchanges, and the profitability and prospective growth of the Company’s platforms and business. Forward-looking statements involve known and unknown risks, uncertainties and other important factors that may cause the Company’s actual results and actions to be materially different from any future results or actions expressed or implied by the forward-looking statements, including, but not limited to, the factors discussed under the caption “Risk Factors” in the Company’s Annual Report on Form 10-K for the year ended December 28, 2024 filed with the Commission on March 28, 2025, as amended on August 12, 2025, as any such factors may be updated from time to time in the Company’s other filings with the SEC, including the Quarterly Report on Form 10-Q for the quarter ended June 28, 2025 filed with the Commission on August 12, 2025. The forward-looking statements in this Current Report are based upon information available to us as of the date hereof, and while the Company believes such information forms a reasonable basis for such statements, it may be limited or incomplete, and the Company’s statements should not be read to indicate that the Company has conducted an exhaustive inquiry into, or review of, all potentially available relevant information. These statements are inherently uncertain, and investors are cautioned not to unduly rely upon these statements.

Except as required by applicable law, the Company does not plan to publicly update or revise any forward-looking statements contained in this Current Report, whether as a result of any new information, future events or otherwise.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	ALT5 SIGMA CORPORATION
Date: October 8, 2025	By:	/s/ Jonathan Hugh
		Jonathan Hugh
		Chief Financial Officer

FAQ

What did ALT5 Sigma Corporation (ALTS) disclose in this 8-K?

ALT5 Sigma Corporation furnished an 8-K to provide investors with two press releases: one dated October 6, 2025 highlighting recent advancements in the $WLFI ecosystem, and another dated October 8, 2025 containing a letter to stockholders about the company’s Special Meeting of Stockholders on October 10, 2025.

What are the press releases attached to the ALT5 Sigma (ALTS) 8-K?

The 8-K lists two exhibits: Exhibit 99.1, a press release dated October 6, 2025 highlighting advancements in the $WLFI ecosystem, and Exhibit 99.2, a press release dated October 8, 2025 that includes a letter to stockholders regarding the upcoming Special Meeting.

How does ALT5 Sigma describe its forward-looking statements about $WLFI and digital assets?

The company states that forward-looking statements cover areas such as accelerated growth in digital asset treasury operations, its positioning in the digital asset treasury sector, the impact of increased adoption and exchange trading of $WLFI tokens, and the profitability and prospective growth of its platforms and business, and notes these are subject to significant risks and uncertainties.

Are the ALT5 Sigma (ALTS) 8-K disclosures considered filed or furnished?

The information in Item 7.01, including Exhibits 99.1 and 99.2, is explicitly stated as being furnished to the SEC rather than filed. As a result, it is not deemed filed for purposes of Section 18 of the Exchange Act and is not automatically incorporated by reference into other Securities Act or Exchange Act filings unless specifically referenced.

Which prior SEC filings does ALT5 Sigma reference for risk factors?

The company refers investors to the Risk Factors section in its Annual Report on Form 10-K for the year ended December 28, 2024, filed on March 28, 2025 and amended on August 12, 2025, and to its Quarterly Report on Form 10-Q for the quarter ended June 28, 2025, also filed on August 12, 2025, for a discussion of important risks and uncertainties.

Who signed the ALT5 Sigma (ALTS) 8-K and in what capacity?

The 8-K was signed on behalf of ALT5 Sigma Corporation by Jonathan Hugh, who is identified as the company’s Chief Financial Officer, with a signature date of October 8, 2025.