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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) October 29, 2025
ALT5
SIGMA CORPORATION
(Exact
name of registrant as specified in its charter)
| Nevada |
|
000-19621 |
|
41-1454591 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
325
E. Warm Spring Road, Suite 102
Las
Vegas, NV |
|
89119 |
| (Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code (702) 997-5968
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common
stock (par value $0.001 per share) |
|
ALTS |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
8.01. Other Events.
On
November 4, 2025, after ALT5 Sigma Corporation (the “Company”) learned that a former consultant formed a competitive
business, the Company commenced a lawsuit in the Chancery Court of the State of Delaware against Wellington Peel, LLC, Jean-Francois
Amyot, Hugues Benoit and Prime Delta Corp. seeking a temporary restraining order and injunctive relief to restrain the former
consultant, and affiliated entities and individuals, from using compromised Company information to aid that competitive business
or for any other use or purpose.
On
October 23, 2025, the Company discovered that the same former consultant that had formed a competing business accessed and
transmitted certain Company emails and files to his affiliated entity from his Company email account without authorization. The Company
promptly terminated the consultant’s access to all Company email and systems.
The
Company promptly engaged forensic experts to assist with its investigation of the matter. Management, through its forensic experts and
advisors, is currently reviewing the relevant files and data to determine the extent of Company and client confidential information compromised.
Through this investigation, the Company learned on October 29, 2025, that
the former consultant’s unauthorized access and downloading of Company files, emails and data was broader than previously understood
and potentially may have a material adverse effect on the Company.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
ALT5
SIGMA CORPORATION |
| |
|
| Date:
November 5, 2025 |
By: |
/s/
Tony Isaac |
| |
|
Tony
Isaac |
| |
|
President |
