ALTS Form 3: Director David Danziger Files Initial Statement Showing Zero Holdings

Rhea-AI Filing Summary

David C. Danziger, a director of ALT5 Sigma Corp (ALTS), filed an Initial Statement of Beneficial Ownership (Form 3) dated 07/02/2025. The filing reports no securities beneficially owned by the reporting person at the time of the statement. The form confirms the reporting relationship as a director and was filed by a single reporting person.

Positive

• Timely compliance with Section 16(a) reporting requirements on 07/02/2025
• Clear disclosure that the reporting person currently holds no securities, avoiding ambiguity

Negative

• No director ownership disclosed, which may limit immediate insider alignment with shareholders

Insights

Corporate Governance Analyst

Director filed a Form 3 showing no ownership as of the appointment date.

The filing records that David C. Danziger is a director of ALT5 Sigma Corp (ALTS) and that, as of 07/02/2025, he reported no direct or indirect beneficial ownership of the issuer's securities. This is a routine initial disclosure when an insider joins a company's board.

The main dependency is that future Form 4 or Form 5 filings may disclose subsequent transactions or holdings. Investors concerned with insider alignment should monitor any filings reporting acquisitions or dispositions after this initial statement.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

DANZIGER DAVID C.

(Last) (First) (Middle)

325 E. WARM SPRINGS RD.

(Street)

LAS VEGAS NV 89119

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/02/2025

3. Issuer Name and Ticker or Trading Symbol
ALT5 Sigma Corp [ ALTS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities beneficially owned.

No securities are beneficially owned.

	/s/ David C. Danziger	07/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the ALTS Form 3 filed by David C. Danziger report?

The filing reported that David C. Danziger, a director, beneficially owns no securities of ALT5 Sigma Corp as of 07/02/2025.

When was the Form 3 for ALTS filed and what does that date represent?

The Form 3 is dated 07/02/2025, which is the event date triggering the initial insider reporting obligation.

Does this Form 3 indicate any derivative or option holdings for ALTS?

No. The Form 3 states no securities beneficially owned and contains no entries for derivative securities or options.

Will future filings update this ownership status for ALTS insiders?

Yes. Any subsequent acquisitions or dispositions by the reporting person must be reported on Form 4 (or Form 5 when applicable), which would update holdings after 07/02/2025.

Who signed the Form 3 for ALT5 Sigma Corp?

The Form 3 was signed by David C. Danziger on 07/02/2025.