ALT5 Sigma (ALTS) director receives 10,000-share grant and makes 10,000-share purchase

Rhea-AI Filing Summary

Director David C. Danziger reported two stock transactions in ALT5 Sigma Corp (ALTS). On 07/02/2025 he was granted 10,000 shares of common stock at a reported price of $7.88, noted as a grant tied to his appointment to the board. Following that transaction his beneficial ownership was reported as 20,000 shares. A subsequent transaction on 08/14/2025 shows an additional 10,000 shares acquired at $7.30, keeping reported beneficial ownership at 20,000 shares. The Form 4 is signed and dated 10/09/2025, and the filer checked that the form was filed by one reporting person.

Positive

• 10,000-share grant was issued upon board appointment on 07/02/2025
• Additional 10,000-share acquisition on 08/14/2025 increased the director's direct stake

Negative

• None.

Insights

Corporate Governance Analyst

New director received 10,000-share grant when appointed and later acquired 10,000 shares.

The disclosure shows a 10,000-share grant on 07/02/2025 tied to the reporting person's board appointment and a separate acquisition of 10,000 shares on 08/14/2025. Both transactions are reported as acquisitions and the filing lists total beneficial ownership as 20,000 shares after each event.

Governance implications are straightforward: the equity grant aligns the director's interests with shareholders and the later purchase increases direct stake. Monitor future Section 16 filings for any disposal codes or option grants that would change ownership or signal further compensation arrangements within the next 12 months.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DANZIGER DAVID C.

(Last) (First) (Middle)

325 E. WARM SPRINGS RD.

(Street)

LAS VEGAS NV 89119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALT5 Sigma Corp [ ALTS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/02/2025	07/02/2025	A		10,000	A	$7.88	20,000	D
Common Stock	08/14/2025	08/14/2025	P		10,000	A	$7.3	20,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common stock granted on date Mr. Danziger was added as a board member.

Remarks:

	/s/ David C. Danziger	10/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ALT5 Sigma Corp insider David C. Danziger report on Form 4 (ALTS)?

He reported a 10,000-share grant07/02/2025 at $7.88 and a separate 10,000-share acquisition on 08/14/2025 at $7.30, with beneficial ownership listed as 20,000 shares.

Why was the 10,000-share grant given to David C. Danziger?

The filing states the common stock was granted on the date Mr. Danziger was added as a board member.

What are the reported prices for the reported ALTS transactions?

The Form 4 lists prices of $7.88 for the 07/02/2025 grant and $7.30 for the 08/14/2025 acquisition.

When was the Form 4 signed by the reporting person?

The signature block shows the form was signed by David C. Danziger on 10/09/2025.

Does the Form 4 indicate joint filing or multiple reporting persons for ALTS?

No; the filer checked that the form was filed by one reporting person.