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ALV Insider Filing: Petra Albuschus Receives Performance and Time-Based RSUs

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Petra Albuschus, EVP, HR & Sustainability at Autoliv Inc. (ALV), reported multiple restricted stock unit (RSU) awards granted on 09/23/2025. The filing shows performance-based RSUs (2024 grant) and several time-vested RSUs were acquired with $0 per-unit price and specified vesting/exercise dates: a performance RSU converting after the 2024–2026 performance period, and time-based RSUs exercisable on 11/06/2026, 02/20/2027, and 02/21/2028. The report lists the number of underlying common shares associated with each award and the beneficially owned amounts following the transactions.

Positive

  • Equity-based compensation awarded to a senior officer aligns long-term incentives with shareholder value via performance and time-based RSUs
  • Performance-based RSUs vest only after a multi-year performance period and committee certification, indicating link to measurable objectives

Negative

  • None.

Insights

TL;DR: Routine equity awards to a senior officer; reflects standard compensation, not an immediate cash transaction.

The Form 4 documents grant-based acquisitions of derivative securities (RSUs) to Petra Albuschus on 09/23/2025. Awards include a performance-based tranche that vests following a three-year performance period ending 12/31/2026 and several time-vested RSUs with specific exercisable dates in 2026–2028. All grants are recorded at $0 price as typical for RSUs, and the filing shows the number of underlying common shares associated with each award and resulting beneficial ownership figures. This is a disclosure of insider ownership changes rather than a market trade.

TL;DR: The awards follow standard executive compensation practices linking pay to performance and tenure.

The Form 4 indicates the company issued both performance-based and time-based RSUs to an executive officer, with dividend equivalents credited as additional RSUs per the award agreement. The performance RSUs vest upon committee certification after the 2024–2026 performance period, which is consistent with governance practices that tie equity vesting to multi-year targets. The filing discloses the nature of indirect beneficial ownership as direct and provides post-transaction beneficial ownership amounts for each grant.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ALBUSCHUS PETRA

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-11164

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, HR & Sustainability
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Stock Units (2024 Grant) (1) 09/23/2025 A(2) 3.7096 (3) (3) Common Stock 3.7096 $0 474.7352 D
Restricted Stock Unit (1) 09/23/2025 A(2) 2.0661 11/06/2026 11/06/2026 Common Stock 2.0661 $0 310.2349 D
Restricted Stock Unit (1) 09/23/2025 A(2) 4.3712 11/06/2026 11/06/2026 Common Stock 4.3712 $0 656.3474 D
Restricted Stock Unit (1) 09/23/2025 A(2) 2.8973 02/20/2027 02/20/2027 Common Stock 2.8973 $0 435.0309 D
Restricted Stock Unit (1) 09/23/2025 A(2) 3.2772 02/21/2028 02/21/2028 Common Stock 3.2772 $0 492.0841 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Petra Albuschus 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for AUTOLIV INC (ALV)?

The Form 4 was filed by Petra Albuschus, EVP, HR & Sustainability, with Brian Kelly signing by power of attorney on 09/24/2025.

What types of securities were reported in the Form 4 for ALV?

The filing reports Performance-Based Restricted Stock Units (2024 Grant) and multiple Restricted Stock Units that convert to common stock upon vesting.

When were the RSU transactions dated?

All reported RSU acquisitions occurred on 09/23/2025.

What are the vesting or exercisable dates disclosed?

The performance RSUs convert after the one-year performance period ending 12/31/2026 with committee certification; time-vested RSUs are exercisable on 11/06/2026, 02/20/2027, and 02/21/2028 as shown.

Were any cash payments made for these RSUs?

No cash price is listed; the filing shows a $0 price for the RSU awards, consistent with grant-based RSUs.
Autoliv Inc

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