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Autoliv (NYSE: ALV) Asia president receives new RSU and performance awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Naughton Colin reported acquisition or exercise transactions in this Form 4 filing.

Autoliv Inc reported that Colin Naughton, President, Autoliv Asia, received multiple equity awards in the form of restricted stock units and performance-based RSUs. These are compensation grants, not open-market trades, and each unit represents a contingent right to receive one share of Autoliv common stock.

The awards include 27.3297 RSUs dated February 19, 2029, bringing that RSU holding to 3,223.3297 units, plus several grants dated March 19, 2026. After those 2026 transactions, his holdings under the disclosed awards include 1,421.8390 performance-based RSUs from a 2024 grant, 933.8477 performance-based RSUs from a 2025 grant, and RSU positions of 597.4113, 722.8758 and 604.1222 units in separate time-based RSU awards.

Footnotes explain that RSUs accrue dividend equivalents as additional RSUs, and that the performance-based RSUs vest in a single installment after three one-year performance periods ending December 31, 2026 and December 31, 2027, subject to the compensation committee’s certification of performance.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Naughton Colin

(Last)(First)(Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLMSWEDENSE-111 64

(City)(State)(Zip)

SWEDEN

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Autoliv Asia
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance-Based Restricted Stock Units (2024 Grant)(1)03/19/2026A(2)12.0554 (3) (3)Common Stock12.0554$01,421.839D
Performance-Based Restricted Stock Units (2025 Grant)(1)03/19/2026A(2)7.9178 (4) (4)Common Stock7.9178$0933.8477D
Restricted Stock Unit(1)03/19/2026A(2)5.065302/20/202702/20/2027Common Stock5.0653$0597.4113D
Restricted Stock Unit(1)03/19/2026A(2)6.129102/20/202802/20/2028Common Stock6.1291$0722.8758D
Restricted Stock Unit(1)03/19/2026A(2)5.122202/19/202902/19/2029Common Stock5.1222$0604.1222D
Restricted Stock Unit(1)02/19/202902/19/2029A(2)27.329702/19/202902/19/2029Common Stock27.3297$03,223.3297D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2027 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Colin Naughton03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider equity transactions did Autoliv (ALV) report for Colin Naughton on this Form 4?

Autoliv reported that President, Autoliv Asia, Colin Naughton received multiple equity awards in the form of restricted stock units and performance-based RSUs. These entries all reflect compensation-related grants, not market purchases or sales of Autoliv common stock.The filing lists six derivative transactions coded as awards, each increasing his RSU or performance-based RSU balances associated with specific grant programs and vesting schedules.

How many restricted stock units were granted to Colin Naughton in the Autoliv (ALV) Form 4?

The Form 4 shows several RSU-related grants. One award dated February 19, 2029 adds 27.3297 RSUs, bringing that award’s balance to 3,223.3297 units.On March 19, 2026, additional RSU grants of 5.0653, 6.1291 and 5.1222 units increased separate RSU award balances to 597.4113, 722.8758 and 604.1222 units, respectively, all representing potential future common shares.

What performance-based RSUs were reported for Colin Naughton in Autoliv (ALV) stock?

The filing reports performance-based RSUs tied to a 2024 grant and a 2025 grant. On March 19, 2026, 12.0554 units were added to the 2024 grant, bringing that balance to 1,421.8390, and 7.9178 units were added to the 2025 grant, bringing that balance to 933.8477.Footnotes explain these performance-based RSUs will vest in a single installment after three one-year performance periods, subject to achievement of performance objectives and subsequent committee certification.

Do the Autoliv (ALV) Form 4 transactions for Colin Naughton involve any stock sales or open-market trades?

No, the reported transactions are compensation-related awards, not open-market trades. All six entries are coded as grants or awards of RSUs or performance-based RSUs, with no indicated purchases or sales of Autoliv common shares on the open market.The transaction summary shows zero buy or sell transactions and identifies all derivative entries as award-type acquisitions that increase his equity-based compensation positions.

How do dividend equivalents affect Colin Naughton’s RSU holdings in Autoliv (ALV)?

Footnotes state that Autoliv RSUs earn dividend equivalent rights in additional RSUs. Cash dividends with a record date on or after the grant date and paid before vesting generate extra RSUs that follow the same vesting schedule.This means Naughton’s RSU balances can grow over time as dividends are paid, increasing the number of shares he may ultimately receive if vesting conditions are satisfied.

When do Colin Naughton’s performance-based RSUs in Autoliv (ALV) vest according to this Form 4?

The performance-based RSUs linked to the 2024 grant vest after three one-year performance periods ending December 31, 2026, subject to committee certification. Those tied to the 2025 grant vest after three one-year periods ending December 31, 2027.In each case, vesting and conversion to shares occur in one installment, contingent on the Leadership Development and Compensation Committee confirming achievement of specified performance objectives.
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