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Autoliv (NYSE: ALV) CTO converts RSUs into 238 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Autoliv Inc. executive Fabien Dumont, EVP & Chief Technology Officer, exercised restricted stock units that converted into common shares. On 02/15/2026, 238 RSUs vested and were converted into 238 shares of Autoliv common stock at a price of $0 per share.

Each RSU represents a contingent right to receive one ALV share, and fractional RSUs are rounded down at vesting with the fractional portion forfeited. Following this conversion, Dumont directly beneficially owns 3,373 shares of Autoliv common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dumont Fabien

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-111 64

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2026 M 238 A $0 3,373 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit $0(1) 02/15/2026 M 238.9641(2) 02/15/2026 02/15/2026 Common Stock 238.9641 $0 0 D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of ALV common stock.
2. Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.
Brian Kelly by POA from Fabien Dumont 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Autoliv (ALV) report for Fabien Dumont?

Autoliv reported that EVP & Chief Technology Officer Fabien Dumont exercised restricted stock units on February 15, 2026. The exercise converted 238 RSUs into 238 shares of Autoliv common stock at a price of $0 per share, increasing his direct holdings to 3,373 shares.

How many Autoliv (ALV) shares does Fabien Dumont own after this Form 4?

After the reported transaction, Fabien Dumont directly beneficially owns 3,373 shares of Autoliv common stock. This reflects the addition of 238 shares received from the conversion of restricted stock units that vested on February 15, 2026 at an exercise price of $0 per share.

What type of securities were involved in Fabien Dumont’s Autoliv (ALV) Form 4 filing?

The filing shows activity in restricted stock units and common stock of Autoliv. Dumont exercised RSUs, each representing a contingent right to one share of ALV common stock, resulting in the issuance of 238 common shares at $0 per share on February 15, 2026.

What does the RSU footnote in Autoliv (ALV) Fabien Dumont’s Form 4 explain?

The footnote explains that each RSU is a contingent right to receive one share of ALV common stock. It also states that fractional RSUs are rounded down to the nearest whole number at vesting, and any remaining fractional amount is forfeited rather than converted into stock.

Was cash paid in the RSU conversion reported for Autoliv (ALV) executive Fabien Dumont?

No cash was paid in this RSU conversion; the exercise price per share was reported as $0. Dumont received 238 shares of Autoliv common stock from vested restricted stock units, with fractional RSUs rounded down and the fractional remainder forfeited at the vesting date.

Is Fabien Dumont’s Autoliv (ALV) ownership direct or indirect after the transaction?

The Form 4 indicates that Fabien Dumont’s beneficial ownership of 3,373 Autoliv shares is held directly. The ownership code is shown as “D” for direct, and there is no nature-of-ownership footnote describing any trust, partnership, or other indirect holding structure in this filing.
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