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ALV Insider Filing: Yih Sng Receives Multiple RSU Grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Yih Sng, President, Autoliv China and an officer of Autoliv Inc. (ALV), received multiple restricted stock unit (RSU) awards on 09/23/2025. The filings show performance-based RSUs from the 2023 grant (14.9957 RSUs acquired, resulting in 2,251.6444 RSUs beneficially owned following the transaction) and performance-based RSUs from the 2024 grant (5.0146 RSUs acquired, resulting in 641.7505 RSUs beneficially owned). In addition, four tranches of time-based restricted stock units were acquired (4.9986 RSUs with a 02/15/2026 vest/expiration date, 3.9165 RSUs with a 02/20/2027 vest/expiration date, and 4.739 RSUs with a 02/21/2028 vest/expiration date), producing post-transaction beneficial ownership totals of 750.5481, 588.0779 and 711.5822 RSUs respectively. The form notes that each RSU represents a contingent right to one share and that dividend equivalents accrue as additional RSUs. The performance-based RSUs vest contingent on specified performance periods and committee certification.

Positive

  • Performance-based RSUs (2023 and 2024 grants) were recorded, which vest contingent on completion of specified performance periods and committee certification.
  • Dividend equivalents accrue in the form of additional RSUs, per the award agreement.
  • Each RSU converts to one share upon vesting, and the form provides post-transaction beneficial ownership totals for each award line.

Negative

  • None.

Insights

TL;DR: Officer equity awards were recorded; disclosure shows performance and time‑based RSUs and resulting beneficial ownership totals.

The Form 4 documents equity compensation activity for an executive officer rather than a market-moving sale or purchase of open‑market shares. The filing lists both performance-based and time-based restricted stock units received on 09/23/2025 and shows the post-transaction beneficial ownership amounts for each award line. The performance-based awards reference multi-year performance periods and committee certification for vesting; dividend equivalents accrue as additional RSUs per the award agreement. There are no cash proceeds or exercise prices reported because these are RSUs (price shown as $0). From an investor perspective, this is a routine insider compensation disclosure reflecting incentive alignment rather than a liquidity event.

TL;DR: Governance disclosure indicates structured, performance-tied equity grants with documented vesting mechanics and dividend-equivalent treatment.

The Form 4 details that performance-based RSUs (2023 and 2024 grants) vest after completion of defined one-year performance periods and require certification by the Leadership Development and Compensation Committee. The explanation confirms dividend equivalents are paid as additional RSUs and that each RSU converts to one share upon vesting. Time-based RSU tranches include explicit exercisable/expiration dates for conversion. The disclosure is consistent with standard executive equity compensation and provides clear mechanics for how and when these awards may convert into shares.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Yih Sng

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-111 64

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Autoliv China
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Stock Units (2023 Grant) (1) 09/23/2025 A(2) 14.9957 (3) (3) Common Stock 14.9957 $0 2,251.6444 D
Performance-Based Restricted Stock Units (2024 Grant) (1) 09/23/2025 A(2) 5.0146 (4) (4) Common Stock 5.0146 $0 641.7505 D
Restricted Stock Unit (1) 09/23/2025 A(2) 4.9986 02/15/2026 02/15/2026 Common Stock 4.9986 $0 750.5481 D
Restricted Stock Unit (1) 09/23/2025 A(2) 3.9165 02/20/2027 02/20/2027 Common Stock 3.9165 $0 588.0779 D
Restricted Stock Unit (1) 09/23/2025 A(2) 4.739 02/21/2028 02/21/2028 Common Stock 4.739 $0 711.5822 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Sng Yih 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Yih Sng report on the Form 4 for ALV?

Yih Sng reported receipt of performance-based and time-based restricted stock units on 09/23/2025, including 2023 and 2024 performance-based RSUs and multiple time-based RSU tranches.

How many RSUs does the Form 4 show as beneficially owned after the reported transactions?

Post-transaction beneficial ownership totals listed by line are: 2,251.6444 RSUs (2023 performance-based), 641.7505 RSUs (2024 performance-based), 750.5481 RSUs (02/15/2026 tranche), 588.0779 RSUs (02/20/2027 tranche), and 711.5822 RSUs (02/21/2028 tranche).

Do the RSUs carry dividend-equivalent rights?

Yes. The filing states dividend equivalents accrue as additional RSUs paid on or before the vesting date and subject to the same vesting schedule.

What conditions govern vesting of the performance-based RSUs?

Performance-based RSUs vest following completion of three one-year performance periods (ending December 31, 2025 for the 2023 grant and December 31, 2026 for the 2024 grant) and require certification by the Leadership Development and Compensation Committee.

Were any cash payments or exercise prices reported for these awards?

No cash consideration or exercise price was reported; the RSUs are shown with a price of $0.
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