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ALV Insider Filing: Performance and Time-Based RSUs Added for EVP Dumont

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fabien Dumont, EVP & Chief Technology Officer of Autoliv Inc. (ALV), reported acquisitions of restricted stock units (RSUs) on 09/23/2025. The Form 4 shows performance-based RSUs from the 2023 grant credited at 4.7537 shares and from the 2024 grant credited at 1.5911 shares, both recorded as dividend-equivalent additions. Time-based RSUs were also recorded: 1.58 shares vesting 02/15/2026, 1.2427 shares vesting 02/20/2027, and 3.4472 shares vesting 02/21/2028. The report shows the amounts of common stock underlying each derivative and the beneficial ownership totals following each transaction: 713.7864, 203.6214, 237.2422, 186.5916, and 517.6071 respectively. The filing was signed by Brian Kelly by POA on behalf of Mr. Dumont on 09/24/2025.

Positive

  • Transparent disclosure of compensation-related RSU accruals and dividend-equivalent credits for an executive officer
  • Detailed vesting dates and certification conditions provided for performance and time-based awards

Negative

  • None.

Insights

TL;DR: Routine insider reporting of RSU accruals and dividend-equivalent credits; no cash transactions or exercises reported.

The Form 4 discloses non-cash additions to Mr. Dumont's holdings in the form of performance-based and time-based restricted stock units. The entries are recorded as acquisitions resulting from dividend equivalents and RSU awards rather than open-market purchases or option exercises, and each line shows the number of underlying shares and post-transaction beneficial ownership totals. From an investor-reporting perspective, these are compliance-driven disclosures of compensation-related equity rather than market-impacting trades.

TL;DR: Compensation-related equity accruals recorded; vesting schedules and committee certification noted for performance awards.

The filing clarifies that performance-based RSUs vest after multi-year performance periods subject to certification by the Leadership Development and Compensation Committee, and that dividend equivalents are credited as additional RSUs subject to the same vesting schedules. Vesting dates for time-based RSUs are explicitly provided. This improves transparency on executive equity timing but contains no indication of deviation from standard award terms.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Dumont Fabien

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-111 64

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Stock Units (2023 Grant) (1) 09/23/2025 A(2) 4.7537 (3) (3) Common Stock 4.7537 $0 713.7864 D
Performance-Based Restricted Stock Units (2024 Grant) (1) 09/23/2025 A(2) 1.5911 (4) (4) Common Stock 1.5911 $0 203.6214 D
Restricted Stock Unit (1) 09/23/2025 A(2) 1.58 02/15/2026 02/15/2026 Common Stock 1.58 $0 237.2422 D
Restricted Stock Unit (1) 09/23/2025 A(2) 1.2427 02/20/2027 02/20/2027 Common Stock 1.2427 $0 186.5916 D
Restricted Stock Unit (1) 09/23/2025 A(2) 3.4472 02/21/2028 02/21/2028 Common Stock 3.4472 $0 517.6071 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Fabien Dumont 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Fabien Dumont report on the Form 4 for ALV?

He reported acquisitions of restricted stock units (RSUs) on 09/23/2025 including performance-based and time-based RSUs and dividend-equivalent additions.

How many performance-based RSUs were recorded in the 2023 and 2024 grants?

2023 grant: 4.7537 shares credited; 2024 grant: 1.5911 shares credited (as shown on the Form 4).

What are the vesting dates for the time-based RSUs reported?

Time-based RSU vesting dates: 02/15/2026 (1.58 shares), 02/20/2027 (1.2427 shares), and 02/21/2028 (3.4472 shares).

Did the Form 4 show any open-market purchases or sales by Dumont?

No. The Form 4 reports acquisitions of RSUs and dividend-equivalent credits; there are no open-market purchases or dispositions listed.

Who signed the Form 4 on behalf of Fabien Dumont?

Brian Kelly signed by power of attorney (POA) on 09/24/2025.
Autoliv Inc

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