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Autoliv (ALV) CEO Mikael Bratt receives dividend-based performance RSUs in 2023 and 2024 grants

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Autoliv Inc. President and CEO Mikael Bratt, who is also a director, reported routine equity compensation activity on 12/10/2025. He received additional performance-based restricted stock units (RSUs) as dividend equivalents tied to prior awards, including 75.371 RSUs from a 2023 grant and 23.1704 RSUs from a 2024 grant, all at a price of $0 per unit. Each RSU represents a contingent right to receive one share of Autoliv common stock. The 2023 performance-based RSUs vest in a single installment after the third one-year performance period ending December 31, 2025, once the Leadership Development and Compensation Committee certifies performance, while the 2024 performance-based RSUs follow a similar schedule ending December 31, 2026.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bratt Mikael

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-111 64

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Stock Units (2023 Grant) (1) 12/10/2025 A(2) 75.371 (3) (3) Common Stock 75.371 $0 10,460.1102 D
Performance-Based Restricted Stock Units (2024 Grant) (1) 12/10/2025 A(2) 23.1704 (4) (4) Common Stock 23.1704 $0 3,215.626 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Mikael Bratt 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AUTOLIV INC (ALV) report for Mikael Bratt?

On 12/10/2025, Autoliv reported that President, CEO and director Mikael Bratt received additional performance-based restricted stock units (RSUs) as part of his existing equity awards.

How many additional performance-based RSUs did the Autoliv (ALV) CEO receive?

He acquired 75.371 performance-based RSUs related to a 2023 grant and 23.1704 performance-based RSUs related to a 2024 grant, all at a price of $0 per unit.

What do the Autoliv (ALV) restricted stock units reported on this Form 4 represent?

Each restricted stock unit (RSU) represents a contingent right to receive one share of Autoliv common stock, subject to vesting and performance conditions.

Why did Autoliv (ALV) grant additional RSUs to its CEO on these awards?

Additional RSUs were credited as dividend equivalent rights, where cash dividends paid with a record date on or after the grant date and before vesting are converted into extra RSUs that follow the same vesting schedule as the original awards.

When do the 2023 performance-based RSUs for Autoliv (ALV) vest?

The 2023 performance-based RSUs vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025, once the Leadership Development and Compensation Committee certifies the level of achievement of the performance objectives.

When do the 2024 performance-based RSUs for Autoliv (ALV) vest?

The 2024 performance-based RSUs vest and convert to shares in one installment after the third one-year performance period ending December 31, 2026, following certification of performance by the Leadership Development and Compensation Committee.

How many derivative securities does the Autoliv (ALV) CEO hold after these transactions?

Following these transactions, he beneficially owns 10,460.1102 performance-based RSUs from the 2023 grant and 3,215.626 performance-based RSUs from the 2024 grant, all held directly.

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