Autoliv (ALV) Form 4: Executive RSU Acquisitions Reported
Colin Naughton, President, Autoliv Asia, reported multiple acquisitions of restricted stock units in Autoliv Inc. (ALV) on 09/23/2025.
Rhea-AI Filing Summary
Colin Naughton, President, Autoliv Asia, reported multiple acquisitions of restricted stock units in Autoliv Inc. (ALV) on 09/23/2025. The Form 4 shows performance-based RSUs (2023 grant) of 11.993 units were acquired (resulting in 1,800.7871 shares beneficially owned), and performance-based RSUs (2024 grant) of 5.0146 units were acquired (resulting in 641.7505 shares beneficially owned). Three time-based restricted stock unit awards were also acquired: 3.9931 units (resulting in 599.5758 shares), 3.9165 units (resulting in 588.0779 shares), and 4.739 units (resulting in 711.5822 shares). The filing explains that each RSU represents a contingent right to one share and that dividend equivalents accrue as additional RSUs; performance-based RSUs vest following completion of the stated performance periods and committee certification. The Form was signed by Brian Kelly by POA for Colin Naughton on 09/24/2025.
Positive
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Insights
TL;DR: Routine award-based acquisitions of RSUs reflecting compensation vesting schedules and dividend equivalents; no cash transactions disclosed.
The filing documents grant-related acquisitions of both performance-based and time-based restricted stock units on 09/23/2025 for an executive officer. The report lists specific unit counts and resulting beneficial ownership balances, and it clarifies vesting triggers: performance-based awards vest after multi-year performance periods subject to committee certification, while time-based RSUs have stated exercisable dates in 2026–2028. The disclosure of dividend equivalent treatment is explicit. This is an administrative insider reporting of compensation-related equity units rather than an open-market purchase or sale.
TL;DR: Form 4 shows standard equity-based compensation reporting with specified vesting and certification conditions.
The submission by an officer (President, Autoliv Asia) details allocations of performance- and time-based RSUs, including conversion mechanics (one RSU equals one share) and dividend equivalent accruals in RSU form. Vesting for performance awards depends on completion of the referenced multi-year performance periods and Leadership Development and Compensation Committee certification, which the filing explicitly states. The form is signed by a POA and contains no indications of sales, transfers, or derivative exercises—this is a governance disclosure of compensation awards.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Performance-Based Restricted Stock Units (2023 Grant) | 11.993 | $0.00 | $0.00 |
| Grant/Award | Performance-Based Restricted Stock Units (2024 Grant) | 5.0146 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Unit | 3.9931 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Unit | 3.9165 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Unit | 4.739 | $0.00 | $0.00 |
Footnotes (4)
- F1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
- F2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
- F3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
- F4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
FAQ
Who reported the Form 4 filing for ALV?
What types of securities were acquired according to the Form 4 for ALV?
How many performance-based RSUs were acquired on 09/23/2025?
What are the resulting beneficial ownership balances reported?
When do the time-based RSUs become exercisable?
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